Showing posts with label strategy. Show all posts
Showing posts with label strategy. Show all posts

Monday, June 14, 2010

Tao Guan Yang Hui -- what is the best translation

I had, some five years ago, introduced Deng Xiaoping's strategy of Tao Guang Yang Hui (TGYH). There had been many different translations in English, and there is no perfect one.

The best translation I found, actually, are the ones via Fareed Zakaria (a very intelligent academic whose track record has been unbiased) or Mike Phillsbury (whose knowledge in Chinese is proficient but has been arguing for China as a threat for most of the past two decades).
  • "China must "tao guang yang hui," which, literally translated, means "Hide brightness, nourish obscurity," or, as the official Beijing interpretation translates the four-character idiom, "Bide our time and build up our capabilities." -- Philsbury paper
  • "One of the Chinese expressions is just three words. It is worth learning sometime. You might want to say it. It is ”bu chu tou.” It means ”don’t stick your head up,” and Deng Xiaoping said this after the Soviet Union collapsed and a lot of other Communist Chinese leaders said to him, we are now number one of the Communist parties in the world. We need to assume world leadership of the Communist movement now that the Soviets are collapsed and are gone. This is China’s destiny. And he said, ”bu chu tou.” the meaning is, let’s not get out in front, let’s not draw the attention of the chief hegemon of the world who brought about the collapse of the Soviet Union. That is, the United States......A second expression that Deng Xiaoping drew from almost 3,000 years ago, ”tao guang yang hui.” There is no way to translate it into English. It means to put your brightness in your quiver behind your back and then to nourish your capabilities secretly. The official Chinese translation is ”bide our time and build up our capabilities.” -- Philsbury in US Congress (note: I do not know where Phillsbury get he "offical" translation from, but if there is, General Xiong is now saying that is a big mistake. According to Xiong, such translation comes from one China published dictionary.
Recently a PRC general (Xiong Guangkai) has raised the issue of how the translation was manipulated, e.g. in the Pentagon paper. In the paper General Xiong discussed how it was mis-interpreted, unintentionally, or intentional by people inside or outside China (yes, there are as many hawks inside China who would like to interpret Deng's doctrine the way pentagon tried to portray). Xiong emphasized the original Chinese phrase meant to say "hiding the light and nourish", and there is no element of "time", which is very true.

The paper below has the various translations in English texts which can be easily identified even if you do not read Chinese. Xiong advocated that "hiding one's light" is probably the closest translation. But I have always preferred the literal translation, which leaves the interpretation and imagination open. One can speculate on Deng's original intention, (e.g. some would argue the ambiguity also served to quiet the hawks within the PLA) but the literal meaning and its historical (proverbial) context are fundamental to how Deng's words could be interpreted, e.g., by the current leadership in China.

Related link: What Will China Want? (PDF) (Jeffrey Legro, Sep 2007)

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p.s. The DoD (pentagon) report opens the Chapter on "Understanding China's Strategy" with the 24 words (6 sets times 4 words) by Deng

  • "冷静观察,稳住阵脚,沉着应付,韬光养晦,善于守拙,决不当头。"

and translated as
  • "observe calmly, secure our position, cope with affairs calmly, hide our capacities and bide our time, be good at maintaining a low profile, and never claim leadership"
The first 2 sets (8 words) are well translate. As to "cope with affairs calmly", I may add both calmly and also "take one's time before reacting". the 4th set is TGYH which are well discussed about, and the pentagon translation is quite unfaithful (which took the extended interpretation rather than its original words), see Phillsbury above. The last 8 words literally means "be good at guarding one's insufficiency, and never stick one's head out"



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Below is Xiong's essay in Chinese

熊光楷:中文词汇“韬光养晦”翻译的外交战略意义2010年05月31日 17:33公共外交季刊【大 中 小】 【打印】 共有评论1条
核心提示:“韬光养晦”已成为中国对外战略方针的重要组成部分,也是理解和把握中国外交政策的关键词之一。正确理解和准确翻译“韬光养晦”,将有助于更好地向外界介绍中国的和平外交政策,促进国际社会对中国和平发展道路和传统战略文化的了解,维护并进一步塑造中国良好的国际形象。

20世纪80年代末90年代初,邓小平同志基于对中国国情的深刻认识和世界局势的全面把握,提出了“韬光养晦”的外交战略思想。时至今日,“韬光养晦”已成为中国对外战略方针的重要组成部分,也是理解和把握中国外交政策的关键词之一。当前,中国与世界的关系发生了历史性变化,国内国际两个大局互动日益紧密。对“韬光养晦”一词的正确理解和准确翻译,无疑将有助于更好地向外界介绍中国的和平外交政策,促进国际社会对中国和平发展道路和传统战略文化的了解,维护并进一步塑造中国良好的国际形象。这也正是我们在公共外交中需要重视和解决的一个问题。

对“韬光养晦”的曲解

令人遗憾的是,多年来不少西方人士在解读“韬光养晦”一词时,或多或少存在着翻译不准确,甚至曲解的现象。这些错误的译法和解读又往往被一些别有用心的势力所利用,以此来攻击抹黑中国、鼓吹“中国威胁论”。例如,美国国防部在2002年首次公布的《中国军力报告》中,就专门引用并特别强调了邓小平同志过去提出的“冷静观察、沉着应付、稳住阵脚、韬光养晦、决不当头、有所作为”等战略方针,其中“韬光养晦”所用英文为“hide our capabilities and bide our time”,意即“掩盖自己的能力,等待时机东山再起”。此后,美国政府在2003年、2004年、2005年、2006年、2007年和2009年等六个年度的《中国军力报告》中都采用了同样的英文表述。另外,国外还有一些英文书籍或文章将“韬光养晦”译为“hide one's ability and pretend to be weak”,意即“隐藏能力、假装弱小”;“conceal one's true intention”,意即“隐藏真实目的”;“hide one's ambitions and disguise its claws”,意即“隐藏野心、收起爪子”。以上等等,不一而足,其中的潜台词无外乎:“韬光养晦”是中国在特定的内外形势下所采取的一种权宜之计,是在“隐蔽自己的真实意图”,“等待时机成熟再出手”。

无庸置疑,上述这些解读完全歪曲了中国和平外交战略方针的内涵和实质,给我们的正常对外交往造成了不应有的负面影响。我在出国访问和参加国内外一些学术交流活动时,多次就这一问题做过解释和说明。2006年,我在中国外交学会代表团赴美访问期间,与美前国务卿舒尔茨、基辛格和前驻华大使芮效俭等会谈时专门提出,美国政府在《中国军力报告》中对“韬光养晦”的翻译是错误的,美方应当重视这一问题,避免因此引发双方的战略误判,影响中美关系稳定发展的大局。

“韬光养晦”翻译偏差的原因

应该说,“韬光养晦”之所以被西方曲解责难,一方面深刻反映了西方国家一些人士对华固有的政治战略偏见,以及少数反华势力顽固坚持的冷战思维,另一方面也与我们国内对“韬光养晦”的翻译和解释存在疏漏与偏差有关。例如,外语教学与研究出版社2006年出版的《新世纪汉英大辞典》,就将“韬光养晦”翻译为“hide one's capabilities and bideone's time”,这与美国《中国军力报告》中的译法几乎一样。外文出版社2007年出版的中英对照《生活中的中国智慧》一书,将“韬光养晦”解释为“一种为人的策略”,“在时机尚未成熟时,最好先隐藏自己的才能,等待合适的机会”。其对应的英文表述是“to conceal one's fame andability”;“temporary retirement to bide one's time before goingon the offensive”。

之所以会出现这样的误解,大致可以归结为以下两个原因。一是对“韬光养晦”这一成语的理解有误。从本质上说,“韬光养晦”是指行事低调、谦让。这是我们中华民族历来倡导的一种人生美德和哲学思想,不可等同于“阴谋”“钻营”等处世伎俩。也有人错误地将“韬光养晦”与“卧薪尝胆”相提并论。众所周知,“卧薪尝胆”讲的是春秋时期越王勾践复仇雪恨的故事,因此“韬光养晦”就被联想演绎出了所谓“等待时机”“东山再起”之意。这种不正确的理解和演绎,不应作为重要词语翻译的依据。二是对“韬光养晦”外交战略思想的理解有误。“韬光养晦”是我国重要的对外战略方针,决非一时的策略和权宜之计。邓小平同志提出的“韬光养晦”内涵丰富而深刻,既有深厚的历史底蕴,也符合国情和世情,强调我们应保持低调,谦虚谨慎,不称霸,不搞对抗,集中精力抓好经济建设,一心一意谋求和平发展。中国奉行“韬光养晦”的对外战略方针,出发点不是所谓“待机而动”“东山再起”,而恰恰是强调要抓住当前国家发展的重要战略机遇期,实现中华民族的伟大复兴,推动世界和平发展。这已是被多年来中国的外交实践所反复证明的不争事实。

正确翻译“韬光养晦”的外交战略意义

可喜的是,2009年9月,上海辞书出版社出版的由陈至立同志担任主编的第6版《辞海》中,首次增加了“韬光养晦”的辞条,其解释为“隐藏才能,不使外露”。与此相关的释义还包括:“韬”指“弓袋”,并有“掩藏”之意;“韬光”指“敛藏光彩”,比喻“掩藏声名才华”;“韬晦”指“收敛锋芒,隐藏才能行迹”。可见“韬光养晦”的核心含意就是不要锋芒毕露,完全没有“掩盖企图”“等待东山再起”之意。第6版《辞海》的准确解释,为我们更好地理解中国对外战略方针,更好地开展对外交往和公共外交工作提供了权威依据。根据《辞海》的释义,再对“韬光养晦”进行准确翻译,将大大减少跨文化交流中出现的误解与隔阂。

我还注意到,美国《新闻周刊》国际版主编扎卡里亚2008年写了一本题为《后美国的世界》的书。他在论述中国对外战略方针时也引用了“韬光养晦”,而他使用的英文译法是“hiding its light”。这一译法源自《圣经》中的一段话:“Neither do men light a candle, and put it undera bushel, but on a candlestick;and it giveth light unto all thatare in the house.”(注:giveth为古体英语,与give语义相同)中文可译为“人点灯,不放在斗底下,是放在灯台上,就照亮一家的人。”后人将上述典故引申为谚语“hide one's light under a bushel”,意指不露锋芒。不过,用“hiding its light”来翻译“韬光养晦”仍有一些不确切。尽管如此,这种借用西方文化中众所周知的典故或是按西方思维习惯翻译中国成语的做法,给我们带来了有益启示。过去,我们也曾用“keep a lowprofile”(意为“保持低姿态、保持低调”)翻译“韬光养晦”,但这离完全准确表达其内涵也仍有一定距离,国外人士还难于理解到原词中深邃的含义。

可以说,如何翻译“韬光养晦”这样涉及中国外交战略方针的词语,关系重大。应在准确把握这些词语权威解释的基础上,力争运用精致的而不 是粗疏的、活泼的而不是死板的、有亲和力的而不是生硬的外国语言,将其 应有之义准确表达出来。这对于我们更好地推进公共外交、塑造中国的良好 国际形象具有重要的意义。

熊光楷:本刊编委,中国国际战略研究基金会名誉会长,曾任中国人民解 放军副总参谋长,上将军衔。

Friday, August 7, 2009

Guo Jia (v) / 奉孝与隆中对

数年前介绍了一些郭嘉的战略思维,以及对时事实例的一些应用。这些例子对于熟悉三国和隆中对的人来说并不新鲜(所以用英语写了)。

其实战略思维的最高境界还是“不战而屈人之兵”。而这也是罗贯中三国演义的中心战略思想所在。当然“不战”是理想的状况,不过战略应用的最终目标还是如何以最低的代价获得最高的成果。(Strategy is all about leveraging external resources.) 而战略(strategy)和战术(tactic)的区别则在于战略是全盘全局而且是长远的,而且不同的战略选择之间的区别是质的而非量的区别。

回到郭嘉,熟悉三国的都知道曹操赤壁之战后的一句名言,“若奉孝在,决不使吾有此大失也!” 对于曹操为何如此怀念郭奉孝,一直都只想到表面的解释,比如郭嘉聪明、诤谏、受到曹的信任、等等。奉孝顶多是让曹操避免失败而已,也不一定会有制胜之道吧。

直到今天看到茶怪博的“马后炮”一文,才茅塞顿开。原来曹操是想到了奉孝对付二袁和公孙的战略,想到了其实赤壁之战的制胜之道,并不是“余勇追穷寇”,而是要分化敌人,避免敌人联手,然后逐个击破。

曹操之败,不是败于火攻,更不是败于借东风或林志玲,而是败于战略的失策。所以曹操若不是被胜利冲昏了头脑,本来该先整固荆州,等待孙刘内讧或逐个击破的。在多角逐鹿处境下,最最节省成本的战略就是借别人之力来协助成就己之目标。

这是隆中对(三分天下)精髓所在,也是罗贯中三国的精髓,郭嘉和诸葛亮不谋而合地理解了,曹操后来也理解了。可惜曹操的理解晚了。

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附注
1)郭嘉锦囊“今闻袁熙、袁尚往投辽东,明公切不可加兵。公孙康久畏袁氏吞并,二袁 往投必疑。若以兵击之,必并力迎敌,急不可下;若缓之,公孙康、袁氏必自相图: 其势然也。”
若把二袁替换为刘备,公孙康为孙权,两者何其想像!孙刘自相图,后来在荆州和夷陵也都一一应验了。
其实,根据三国志(见下),这个策略,郭嘉之前在判断刘备刘表,和袁谭袁尚之争以用过两次了。
三国志没有公孙和二袁之锦囊计,估计是罗贯中把袁谭袁尚之争移植到郭嘉逝后戏剧化之。不过,赤壁败后之言三国志也有记载“郭奉孝在,不使孤至此”

2)若没有火烧赤壁,曹操也没占到什么上风。按三国描述,曹军当时也是耗子看龟,无从下手。两军只会旷日持久的耗下去,直到另一个杨修发现新的鸡肋。曹操即使侥胜,必将元气大伤。(关于赤壁必败论,网上讨论不少,而且早有网民提出“赤壁的失败是战略错误而不是战术错误,而郭嘉正好是战略谋士而不是战术谋士。要他在的话,赤壁之战不是曹操会“打赢”,而是根本就不会打”。不过鲜有提到二袁公孙之典故。

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3) 原文

三國演義 第三十三回 曹丕乘乱纳甄氏 郭嘉遗计定辽东

... 操回至易州,重赏先曾谏者, 因谓众将曰:“孤前者乘危远征,侥幸成功。虽得胜,天所佑也,不可以为法。诸 君之谏,乃万安之计,是以相赏。后勿难言。”操到易州时,郭嘉已死数日,停柩 在公廨。操往祭之,大哭曰:“奉孝死,乃天丧吾也!”回顾众官曰:“诸君年齿 皆孤等辈,惟奉孝最少,吾欲托以后事,不期中年夭折,使吾心肠崩裂矣!”嘉之 左右,将嘉临死所封之书呈上,曰:“郭公临亡,亲笔书此,嘱曰:‘丞相若从书 中所言,辽东事定矣。’”操拆书视之,点头嗟叹,诸人皆不知其意。

次日,夏侯 dun引众人禀曰:“辽东太守公孙康久不宾服,今袁熙、袁尚又往投之,必为后患。 不如乘其未动,速往征之,辽东可得也。”操笑曰:“不烦诸公虎威,数日之后, 公孙康自送二袁之首至矣。”诸将皆不肯信。   

却 说袁熙、袁尚引数千骑奔辽东。辽东太守公孙康,本襄平人,武威将军公孙 度之子也。当日知袁熙、袁尚来投,遂聚本部属官商议此事。公孙恭曰:“袁绍在 日,尝有吞辽东之心。今袁熙、袁尚兵败将亡,无处依栖,来此相投,是鸠夺鹊巢 之意也。若容纳之,后必相图;不如赚入城中杀之,献头与曹公,曹公必重待我。” 康曰:“只怕曹操引兵下辽东,又不如纳二袁使为我助。”恭曰:“可使人探听: 如曹兵来攻,则留二袁;如其不动,则杀二袁,送与曹公。”康从之,使人去探消 息。   

却说袁熙、袁尚至辽东,二袁密议曰:“辽东军数 万骑,足可与曹操争衡。今 暂投之,后当杀公孙康而夺其地,养成气力而抗中原,可复河北也。”商议已定, 乃入见公孙康。康留于馆驿,只推有病,不即相见。不一日,细作回报:“曹操兵 屯易州,并无下辽东之意。”公孙康大喜,乃先伏刀斧手于壁衣中,使二袁入。相 见礼毕,命坐。时天气严寒,尚见床榻上无●褥,谓康曰:“愿铺坐席。”康目 言曰:“汝二人之头,将行万里,何席之有!”尚大惊。康叱曰:“左右何不下手!” 刀斧手拥出,就坐席上砍下二人之头,用木匣盛贮,使人送到易州来见曹操。时操 在易州,按兵不动。夏侯dun、张辽入禀曰:“如不下辽东,可回许都,恐刘表生心。” 操曰:“待二袁首级至,即便回兵。”众皆暗笑。

忽报辽东公孙康遣人送袁熙、袁 尚首级至,众皆大惊。使者呈上书信,操大笑曰:“不出奉孝之料!”重赏来使, 封公孙康为襄平侯、左将军。众官问曰:“何为不出奉孝之所料?”操遂出郭嘉书 以示之。书略曰:     
今闻袁熙、袁尚往投辽东,明公切不可加兵。公孙康久畏袁氏吞并,二袁 往投必疑。若以兵击之,必并力迎敌,急不可下;若缓之,公孙康、袁氏必自相图: 其势然也。
众皆踊跃称善。操引众官复设祭于郭嘉灵前。亡年三十八岁,从征伐十有一年,多 立奇勋。
后人有诗赞曰:     
天生郭奉孝,豪杰冠群英。     
腹内藏经史,胸中隐甲兵。     
运谋如范蠡,决策似陈平。     
可惜身先死,中原梁栋倾。

4) 三国志

郭嘉字奉孝,颍川阳翟人也。傅子曰:嘉少有远量。汉末天下将乱。自弱冠匿名迹,密交结英隽,不与俗接,故时人多莫知,惟识达者奇之。年二十七,辟司徒府。初, 北见袁绍,谓绍谋臣辛评、郭图曰:“夫智者审于量主,故百举百全而功名可立也。袁公徒欲效周公之下士,而未知用人之机。多端寡要,好谋无决,欲与共济天下 大难,定霸王之业,难矣!”于是遂去之。先是时,颍川戏志才,筹画士也,太祖甚器之。早卒。太祖与荀彧书曰:“自志才亡后,莫可与计事者。汝、颍固多奇 士,谁可以继之?” 彧荐嘉。召见,论天下事。太祖曰:“使孤成大业者,必此人也。”嘉出,亦喜曰:“真吾主也。”表为司空军祭酒。傅 子曰:太祖谓嘉曰:“本初拥冀州之众,青、并从之,地广兵强,而数为不逊。吾欲讨之,力不敌,如何?”对曰:“刘、项之不敌,公所知也。汉祖唯智胜;项羽 虽强,终为所禽。嘉窃料之,绍有十败,公有十胜,虽兵强,无能为也。绍繁礼多仪,公体任自然,此道胜一也。绍以逆动,公奉顺以率天下,此义胜二也。汉末政 失于宽,绍以宽济宽,故不摄,公纠之以猛而上下知制,此治胜三也。绍外宽内忌,用人而疑之,所任唯亲戚子弟,公外易简而内机明,用人无疑,唯才所宜,不间 远近,此度胜四也。绍多谋少决,失在后事,公策得辄行,应变无穷,此谋胜五也。绍因累世之资,高议揖让以收名誉,士之好言饰外者多归之,公以至心待人,推 诚而行,不为虚美,以俭率下,与有功者无所吝,士之忠正远见而有实者皆原为用,此德胜六也。绍见人饥寒,恤念之形于颜色,其所不见,虑或不及也,所谓妇人 之仁耳,公于目前小事,时有所忽,至于大事,与四海接,恩之所加,皆过其望,虽所不见,虑之所周,无不济也,此仁胜七也。绍大臣争权,谗言惑乱,公御下以 道,浸润不行,此明胜八也。绍是非不可知,公所是进之以礼,所不是正之以法,此文胜九也。绍好为虚势,不知兵要,公以少克众,用兵如神,军人恃之,敌人畏 之,此武胜十也。”太祖笑曰:“如卿所言,孤何德以堪之也!”嘉又曰:“绍方北击公孙瓒,可因其远征,东取吕布。不先取布,若绍为寇,布为之援,此深害 也。”太祖曰:“然。”

征吕布,三战破之,布退固守。时士卒疲倦,太祖欲引军还,嘉说太祖急攻之,遂禽布。语在荀攸传。傅 子曰:太祖欲引军还,嘉曰:“昔项籍七十馀战,未尝败北,一朝失势而身死国亡者,恃勇无谋故也。今布每战辄破,气衰力尽,内外失守。布之威力不及项籍,而 困败过之,若乘胜攻之,此成禽也。”太祖曰:“善。”魏书曰:刘备来奔,以为豫州牧。或谓太祖曰:“备有英雄志,今不早图,后必为患。”太祖以问嘉,嘉 曰:“有是。然公提剑起义兵,为百姓除暴,推诚仗信以招俊杰,犹惧其未也。今备有英雄名,以穷归己而害之,是以害贤为名,则智士将自疑,回心择主,公谁与 定天下?夫除一人之患,以沮四海之望,安危之机,不可不察!”太祖笑曰:“君得之矣。”傅子曰:初,刘备来降,太祖以客礼待之,使为豫州牧。嘉言于太祖 曰:“备有雄才而甚得众心。张飞、关羽者,皆万人之敌也,为之死用。嘉观之,备终不为人下,其谋未可测也。古人有言:‘一日纵敌,数世之患。’宜早为之 所。”是时,太祖奉天子以号令天下,方招怀英雄以明大信,未得从嘉谋。会太祖使备要击袁术,嘉与程昱俱驾而谏太祖曰:“放备,变作矣!”时备已去,遂举兵 以叛。太祖恨不用嘉之言。案魏书所云,与傅子正反也。

孙策转斗千里,尽有江东,闻太祖与袁绍相持于官渡,将渡江北袭许。众闻皆惧,嘉料之曰:“策新并江东,所诛皆英豪雄杰,能得人死力者也。然策轻而无备,虽有百万之众,无异于独行中原也。若刺客伏起,一人之敌耳。以吾观之,必死于匹夫之手。”策临江未济,果为许贡客所杀。傅 子曰:太祖欲速征刘备,议者惧军出,袁绍击其后,进不得战而退失所据。语在武纪。太祖疑,以问嘉。嘉劝太祖曰:“绍性迟而多疑,来必不速。备新起,众心未 附,急击之必败。此存亡之机,不可失也。”太祖曰:“善。”遂东征备。备败奔绍,绍果不出。臣松之案武纪,决计征备,量绍不出,皆出自太祖。此云用嘉计, 则为不同。又本传称(自)嘉料孙策轻佻,必死于匹夫之手,诚为明于见事。然自非上智,无以知其死在何年也。今正以袭许年死,此盖事之偶合。

从破袁绍,绍死,又从讨谭、尚于黎阳,连战数克。诸将欲乘胜遂攻之,嘉曰:“袁绍爱此二子,莫适立也。有郭图、逢纪为之谋臣,必交斗其间,还相离 也。急之则相持,缓之而后争心生。不如南向荆州若征刘表者,以待其变;变成而后击之,可一举定也。”太祖曰:“善。”乃南征。军至西平,谭、尚果争冀州。 谭为尚军所败,走保平原,遣辛毗乞降。太祖还救之,遂从定邺。又从攻谭于南皮,冀州平。封嘉洧阳亭侯。傅子曰:河北既平,太祖多辟召青、冀、幽、并知名之士,渐臣使之,以为省事掾属。皆嘉之谋也。

太祖将征袁尚及三郡乌丸,诸下多惧刘表使刘备袭许以讨太祖,嘉曰:“公虽威震天下,胡恃其远,必不设备。因其无备,卒然击之,可破灭也。且袁绍有恩 于民夷,而尚兄弟生存。今四州之民,徒以威附,德施未加,舍而南征,尚因乌丸之资,招其死主之臣,胡人一动,民夷俱应,以生蹋顿之心,成觊觎之计,恐青、 冀非己之有也。表,坐谈客耳,自知才不足以御备,重任之则恐不能制,轻任之则备不为用,虽虚国远征,公无忧矣。”太祖遂行。至易,嘉言曰:“兵贵神速。今 千里袭人,辎重多,难以趣利,且彼闻之,必为备;不如留辎重,轻兵兼道以出,掩其不意。”太祖乃密出卢龙塞,直指单于庭。虏卒闻太祖至,惶怖合战。大破 之,斩蹋顿及名王已下。尚及兄熙走辽东。

嘉深通有算略,达于事情。太祖曰:“唯奉孝为能知孤意。”年三十八,自柳城还,疾笃,太祖问疾者交错。及薨,临其丧,哀甚,谓荀攸等曰:“诸君年皆 孤辈也,唯奉孝最少。天下事竟,欲以后事属之,而中年夭折,命也夫!”乃表曰:“军祭酒郭嘉,自从征伐,十有一年。每有大议,临敌制变。臣策未决,嘉辄成 之。平定天下,谋功为高。不幸短命,事业未终。追思嘉勋,实不可忘。可增邑八百户,并前千户。”魏 书载太祖表曰:“臣闻褒忠宠贤,未必当身,念功惟绩,恩隆后嗣。是以楚宗孙叔,显封厥子;岑彭既没,爵及支庶。故军祭酒郭嘉,忠良渊淑,体通性达。每有大 议,发言盈庭,执中处理,动无遗策。自在军旅,十有馀年,行同骑乘,坐共幄席,东禽吕布,西取眭固,斩袁谭之首,平朔土之众,逾越险塞,荡定乌丸,震威辽 东,以枭袁尚。虽假天威,易为指麾,至于临敌,发扬誓命,凶逆克殄,勋实由嘉。方将表显,短命早终。上为朝廷悼惜良臣,下自毒恨丧失奇佐。宜追增嘉封,并 前千户,褒亡为存,厚往劝来也。”谥曰贞侯。子奕嗣。魏书称奕通达见理。奕字伯益,见王昶家诫。

后太祖征荆州还,于巴丘遇疾疫,烧船,叹曰:“郭奉孝在,不使孤至此。”傅子曰:太祖又云:“哀哉奉孝!痛哉奉孝!惜哉奉孝!”初,陈群非嘉不治行检,数廷诉嘉,嘉意自若。太祖愈益重之,然以群能持正,亦悦焉。傅 子曰:太祖与荀彧书,追伤嘉曰:“郭奉孝年不满四十,相与周旋十一年,阻险艰难,皆共罹之。又以其通达,见世事无所凝滞,欲以后事属之,何意卒尔失之,悲 痛伤心。今表增其子满千户,然何益亡者,追念之感深。且奉孝乃知孤者也;天下人相知者少,又以此痛惜。奈何奈何!”又与彧书曰:“追惜奉孝,不能去心。其 人见时事兵事,过绝于人。又人多畏病,南方有疫,常言‘吾往南方,则不生还’。然与共论计,云当先定荆。此为不但见计之忠厚,必欲立功分,弃命定。事人心 乃尔,何得使人忘之!”奕为太子文学,早薨。子深嗣。深薨,子猎嗣。世语曰:嘉孙敞,字泰中,有才识,位散骑常侍。


Tuesday, November 11, 2008

翻译:婴孩战论

盖日-不热车是原莫斯科外侨报刊“放逐者”的一个专栏作家的笔名。他的专栏叫做战争呆子(War Nerd)。我是最近才偶尔看到他的文章。虽然表面上是嬉笑怒骂,骨子里他其实早已读透了孙子兵法。

可惜的是放逐者几个月前被普金政府查封了(真不明白这些control freak们,盖日先生一向都是亲俄的,他对苏联在二战的贡献推崇备至),很多以前的好文章也随着网站被封而消佚了。现在的网址是exileonline.com),部分以前的文章在此,用google cache搜也能找到一些。

我在这里尝试翻译他以前的一篇文章,可见他的功力不同凡响。我的翻译水平一般,而且有些难翻的我就简单“掠”过了。这么好的文章不会英语的读者看不到真是可惜,不知道有谁愿意一起进行一些翻译工作。

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婴孩战论
盖日-不热车

二十世纪晚期最重要的战争是那一场?你可以争辩那是1975年11月6日在摩洛哥南境发生的那场战争。诚然,这不是另一场斯大林格勒。实际上,那天发生的事情通常人们根本不称之为战争。它的正式名称叫做‘绿色行进’。在(战争)的一边是35万没有武装手持绿色(伊斯兰)旗帜的摩洛哥平民,另一边呢 --- 离边界好多英里之内,因为他们希望能避免和那班行进者发生冲突 --- 乃一支意志摇晃、失去士气的象征性的西班牙军队在假装着要保卫一个前西班牙殖民地,西属撒哈拉。

(地图上的)西属撒哈拉挂在摩洛哥下面,在撒哈拉沙漠和大西洋汇合的地方,就如一面堵快倒的墙的样子。那大概是那附近的非洲海岸最没人想要的一块地,说不上有水只有微量的人口,那就是为什么西班牙当初得到它的原因。等到19世纪晚期欧洲列强准备好瓜分非洲的时候,西班牙早就远别了她昔日的光辉,所以只好守候着这点残羹剩饭。

不过我们在过去的世纪里学到的一件事情就是,在这个拥挤、饥饿的星球上没有什么所谓的不值钱的地方。西属撒哈拉已证明了这一点:在它往后属于摩洛哥的30年里,有人在其沿海的捕鱼权、以及那内陆100英里里的一个巨大的叫饱克拉BOU CRAA的硫酸盐矿赚了大钱。

这就是为什么摩洛哥国王哈珊二世,一个在CIA(中情局)不乏朋友的刁钻老苏丹,决定了把那班忠诚的东西往下运到摩洛哥南部边境,然后每人递上一支可以上镜头的小绿旗,然后送他们越过边境往那些西班牙军队处去。

摩洛哥人必须越过传统军事征服的臼巢框框去想,理由非常简单,摩洛哥的武装力量惨不忍睹。他们是如此的不堪,他们对世界军事史的仅有贡献就是在闹剧喜剧章里露露脸。比如说,国防部长有一次想要让摩洛哥空军的战斗机去击落哈珊二世某次外访回来乘坐的波音727。结果失败了。真的不骗你,喷气战斗机拦截不了一架巨大、肥胖、迟笨的民用飞机,而且还事先知道了目标的这个行程路线图呢。这样的一支军队必须要有不战而胜的征服方法,因为要它打赢一个公平的战争的概率是零。

当然摩洛哥人有着面对积弱而士气低落的西班牙殖民政府的优势,那是西班牙独裁者佛朗哥将军终于可以死去的时候。假如你的年纪允许你记得那些早期的周六直播节目(Saturday Night Live),你可能记得那车里翠丝(Cherry Chase)不断重复的笑话,“这是刚刚收到的消息:佛朗哥将军仍然是死的!”这笑话的之所以成功是因为那老将军花了很长时间才终于死掉,那意味着像摩洛哥那样的贪婪的新兴列强有着非常充足的时间去计划如何向西班牙的前殖民地伸出他们的手。

对于对战斗着迷的战争迷们这可能没啥了不起,不过这可是极端高效率的侵略。西班牙军队一枪没发。行进者们跨过了边界,让沙子入了鞋肚,高喊了这神圣的一块缺水的平坦沙漠现在已成为了摩洛哥不可分割的一部分,随后就回家了。自从那以后,西属撒哈拉就由摩洛哥控制了。虽然当地的游击队POLISARIO玻璃萨里奥曾经在某段时间里给他们制造过一点麻烦。

使得我提名这怪诞的一幕作为“当代最重要的战争”的候选者是因为它展现了一种获得有争议领地的崭新方法。如果过去的100年里我们学会了一件事,那就是传统的军事征服变得越来越没效率了。这是在所有军事史里最最令人诧异的一个变奏。19世纪的由始至终,那些由英法领头的欧洲列强,获得他们想要的土地的方法是基于他们有更好的军事技术、运输和组织。不同意这种观念的本地人通常会成为历史前进的巨轮的牺牲品而消失无踪。而这只是一个在这世界所有角落发生了数千年的故事的新版本:更大、更强的部落在所有他们能达到的地方取代并抹去相对弱的部落。那是那时代的规范,甚至在与白人接触前的北美,那瓦左人(navajo)便在白人出现前很久就在美国西南部把乌特人(Ute)给取代了。

回到现代,甚至在当传统战争的天平是除了更进一步往第一世界倾斜别无他向的时候,那些科技先进和组织完善的国家们却都在后撤之途,同时以前的受害国已开始反攻,不但要求他们之前的失地而且正在渗入前殖民主的领域。现在最重要的是士气,和国家的意志。这是西班牙人没有的,摩洛哥人有的。所以,即使西班牙军队完全可以抹去那些行进者,他们却无法开枪。武器只当你愿意去使用它的时候才是武器。一个技术先进的军队,假如没有开火的意志,就根本不是什么军队。

只有我们这些专注的战争呆子才似乎能感到这是何等的荒诞,在军事史上这是何等的史无前例。直到20世纪,我们的难题不是如何让军事上相对卓越的一方去开火 --- 而是如何使得他们在把相对弱势的部落、军队或国家消灭前停火。在20世纪前,我从来没听过有一个军事强势的部落或国家失去开战保卫疆土的意愿的例子,或是为了占领较弱的邻居领土而开战的例子。

20世纪是一个重大的转折点。德日等新兴列强尝试去模仿19世纪的老牌殖民列强却遭到了完全的、灾难性的失败,即使他们通常在战场上打了胜仗。那是两次世界大战带给我们的荒诞的教训:狭义的军事超级优势已经不足够了。即使有可以控制战场全局的德军(在某种程度上日军也不赖),德日两国在战争结束时不但没有增加一寸土地,还把自己家园变成废墟,自己的文化受到阉割,他们的出生率跟着也有好几代在世界排居后列。

即使是老牌殖民帝国,包括英法,也是在挺大的麻烦中结束这个世纪的。他们失去了抵抗他们曾经统治过的殖民地涌来的移民潮的意志。在军事理论的意义上我们正处于一个非常奇怪的时刻,我们的武器无损可是我们战斗的意志已荡然无存。

那些最早成立的殖民地是最成功的。例如,北美洲的北部,现在的美国和加拿大,变成了欧洲殖民者的永久财产(至少看起来是这样,直到最近之前吧)。有两件事情决定了这结果:首先,他们17-18世纪就来了,在他们良心开始行动之前,其次就是,大多数的土著人口都是微小的打猎和收捡食物者(这在澳大利亚亦然,虽然时代晚了很多)。所有其他地方 -- 拉丁美洲、非洲、亚洲 --- 当地人都在离在旧式军事理论家眼中的所谓军事优势很远的情况下大举反攻推进。这就是我们今天在南非看到的,和(虽然进程相对缓慢一点)在欧洲和美国南部看到的。在其他地方,特别是被法国人殖民过的地方(他们在这方面从来都比不上英国人),大批的殖民人口被完全消灭了,就像在阿尔及利亚的几百万法国人一样。

这样我们看到了一个军迷们需要很长时间才能面对的令人震惊的教训:军事上超级优势的影响力在现代已经远远不及出生率和简单无情的意志的影响力了。

啊,出生率 --- 真奇怪它是怎么在左右两派阵营都变成了不能谈的敏感题目的。左派做梦也不敢想像去告诉第三世界的人们去减低他们制造婴儿的速度,而右派们,虽然控制(人家)生育的决定可以延迟毁灭他们自己的国家,他们又不能达成一致的意见去实施。

所以出生率是一个没有对手的武器,没有“反武器”之“武器”。所以他一般都会赢。摩洛哥人很清楚地表明了他们的“绿色行进”完全就是来自于他们的出生率。那些他们送往边界的“志愿者”的数目是35万,刚刚好就是摩洛哥每年新生婴儿的数目。所以这基本上就是生存空间(lebensraum)的理由,就如那世纪前些时候德国人用过的理由。你可能听过那吧,一个叫“东方战线”的小东西。你可能现在会说假如有什么政策是曾经决定性的一败涂地的,那就是纳粹想要往斯大林哪里挤出一点生存空间的那个尝试。这完全就是事实啊。那是因为纳粹用了旧式的方法,就是武装征服的方法。

在后1918的世界里想要成功,在那威尔逊(woodrow wilson)的梦中“小国”即使没有自卫能力也有存在权的世界里要成功,你需要用相对慢的、看起来不明显的军事方法,比如,出生率和移民。这种缓慢征服的经典案例就是科索沃。在战场上塞尔维亚人总能打败阿尔巴尼亚人,即使是人数不如对方的时候也是。不过阿尔巴尼亚人在所有军事产业里的一个中有庞大的优势 --- 婴儿制造业。根据BBC,科索沃阿尔巴尼亚人50年前的出生率是令人惊奇的平均每个妇女生了8.5个婴儿。

科索沃阿尔巴尼亚人证明了军事技术其实无关重要,因为尝试以旧式方法 --- 科索沃解放军(KLA)的武装反抗 --- 去征服科索沃而失败了。那是全军覆没啊。当地的塞尔维亚民兵,一帮疲乏的中年业余者和警察,一举打扁了KLA。跟着发生的是现在这些日子里失败者获得胜果的漂亮演示。阿尔巴尼亚人把战争里阵亡的KLA士兵的衣服武器弹药扒掉,然后把尸体向那些易蒙的西方记者展示,告诉他们这是塞尔维亚人的“大屠杀”。是大屠杀没错,就算是吧,不过那时因为KLA连个屁仗都不会打(在战场上被杀了)。他们活着手持武器的时候,他们只能给人当笑话;死后没有武器了呢,他们却能使得己方变成受害者而赢得支持,并直接导致了美军的介入。

要以阿尔巴尼亚人在科索沃胜利的方法赢得战争,你需要制造很多的婴儿。就是这么简单。要理解那是怎么运作的,你需要摒弃那些说婴儿是因为‘爱’才来到这世界的无聊的自由派思想。在这世界的很多地方,婴儿制造是武器生产的一种形式。

在有些地方,这是公开的政策。例如,在巴勒斯坦的巴勒斯坦人和以色列人中就有一场全面的出生率战争在进行中。而这种斗争中最令人垂丧的其中一点,从以色列人的角度来说,就是当你让人家在占领区里生活越难过的时候,人家竟然就越能生出更多的小孩来。比如说,在加萨地带,就有非洲之外最高的生殖率之一,每位妇女5.6个孩子。

以色列的总体出生率是大概每个妇女2.8个孩子,对于一个富裕国家这算高了。不过在所有地方里最让人惊奇的出生率,甚至比加萨巴勒斯坦人还高的,是在一些最极端的犹太复国团体中,就是那个叫做哈热地(haredi)的“超正宗”犹太人。直到最近他们每位妇女能生8到9个孩子。当以色列移民新闻报道他们的出生率降到每位妇女只有7.7个孩子的时候这曾引起了很大的恐慌呢。

7.7,那是比马里(7.38)还高啊。马里是(以国家为单位的)世界纪录保持者。

那些(以色列)殖民者从不隐瞒他们用多生孩子来改变“大以色列”人口版图以使其偏向他们一方的企图 --- 这里凌驾一切的主要目的是要保证巴勒斯坦人永远不能成为多数。

有趣的是在这些超正宗社区里却有很多想要用以色列军事优势以传统方法来解决问题的声音,他们要驱除或消灭巴勒斯坦人。这些人失败了。他们的领导人,梅尔卡哈尼(meir kahane)在纽约被一个来自埃及的的士司机暗杀了。不过在他死前好久他就已经输掉这场辩论比赛了。当前的这些日子里你用这些方法无法就此不了了之的,即使你得到每一个在得克萨斯的获得重生的受洗犹太复国支持者(注:这里似乎指的是小布什)的毫无保留的支持也是。

假如你想要一个离你家近点的例子,去北爱尔兰吧,在那里以新教多数人口定出边界的地方里新教人口已经越来越少了,这乃得益于天主教的高出生率(注:天主教反对避孕)。到了2001年的时侯,天主教徒占北爱人口46%,1961年时只有35%。

可是当那令人生畏的天主教占多数的日子逼近的时候,在俄斯特镇(ulster)一件好玩的事情正在酝酿。天主教出生率比新教减得还要快。这种事情在一个部落突破进入中产阶级的时候总是会发生的。这说明了一个当代人口斗争中的一个真正的脑力难题:假如你真地恨你的敌人部落,你能做的最好的事情就是使得他们富裕。富人不会有那么多孩子。当然也有像超正宗以色列人那种例外,他们相当富有却全心全意的尽可能尽力制造最多的孩子。不过一般而言,金钱可以让人从建立大家庭里的想法分心出去想别的。所以,那压迫敌人部落的老方法通常是起反作用的。假如像ian paisley那种俄斯特狂人得逞的话,天主教将会被压到贫民区里,他们过去30年的出生率就会高好多,他们就可开始一场科索沃式的大多数人主政的政变,就像阿尔巴尼亚人对塞尔维亚人做的一样,甚至还有美国空军如对付贝尔格莱德一样去炸掉贝尔法斯特的每一座电视塔,他们是这样教训塞尔维亚人的,“在你们没把科索沃让给你们的阿尔巴尼亚小兄弟之前,不许看电视!”

使他们富有是你能对付这种在我们欧洲和北美见到的通过移民来征服土地的策略的唯一办法。没有人可以真诚的告诉你现在在美国有多少非法移民,不过就以我上班的途中看到的,我倾向于这些估计中偏高的点,大约2000万人从墨西哥潜入了美国南方找工作了。

以我所知,没有人在说拉丁裔移民决定了以生一大堆孩子作为征服得克萨斯和加利福尼亚的方法,那是那些以色列移民正在实施的方法。拉丁意义的“重新征服”,假如它真的发生,将会是如墨西哥这种国家通过提高出生率并降低死亡率的方法从第三世界升级到第二点五世界的一个史无前例的结果。

到了1970年的时候,墨西哥正处于一个仅有足够医疗服务以维持人民生命的危险阶段,所以死亡率没错是大幅下降了,可是人民还是维持在穷到还想要一大堆孩子的地步。在1970和2000年间,墨西哥人口翻倍了,从4800万到9800万。所以在格兰德河(rio grande 注:墨美的分界河)的一边你看到一大群年轻的穷人,在河的另一边呢,一大堆渴望着廉价劳工的资金和公司。就这样,一条如格兰德河般充满泥巴的小溪已没有足够的宽度来把这两个群体隔开了。

随着墨西哥人口的增加及其生活水平的提升,其生育率实际上却开始了让人惊叹的下潜,直到平均每个墨西哥妇女只有2.39个孩子的比例,仅仅比以色列的2.38排行高两个座次。

那使得拉丁人出生率下降的唯一因素 --- 指的是在他们的祖国,不是那些移民到美国的人们 --- 是因为那些农民有了点钱,使得他们开始把自己想象为消费者,并开始对于购买新的卡车和平屏电视比起对于生小崽子更有动力了。

以上的这些进展是非常缓慢的,起码比起传统的军事征服来说是这样。出生率要等数十年才能看到效果,阿尔巴尼亚人在科索沃的胜利是20世纪中叶出生率的结果。而且,在世界的一些其他角落,比如美国和欧洲,历史上新移民会融合入本地人中而不是像巴尔干和中东那里保存着古老的部族仇恨。说到头,那是一个文化的问题,不是种族的问题。对美国拉丁裔人口的研究告诉我们,在两代之内,大部分的美籍拉丁裔人都在为了要巡查边境以把那些天谴的移民拒诸境外而咆哮了。真的怪诞的事情是 --- 我可以以自身成长经验看到的来作证 --- 本地文化渗入了移民的事情,比如在美国的墨西哥人扬弃了天主教而变成重生的新教徒的事例。你只要去任何年轻的,热切的美国新教教堂,比如拿撒勒教堂(nazarene),你会看到好多的墨西哥家庭,他们都有好多的孩子,在以得克萨斯-墨西哥口音的英语唱着古老的苏格兰圣诗。事实上,我曾经看到一篇真的可以笑死你的文章,那是一个美国浸信会作家写的,他在担心浸信教徒的出生率正在下降 -- 其实拿撒勒人力每个妇女都在生3个以上的孩子。因此,那些反移民博客一直在预测的美国变成墨西哥的噩梦一幕,可能演变成真,不过只是你会称为“种族”意义上的墨西哥 --- 我的意思是,你的二年级全班合照里可能有三分之二是拉丁裔的面孔 --- 不过这些拉丁裔脸孔后面已完全吸收了整套的受洗重生美国的世界观图像,那图像其实来自于几百年前在美国南部定居的苏格兰裔和爱尔兰裔人。

人们对于这些缓慢的人口征服的焦虑有一点是有分歧的。这分歧是以他们最真实的恐惧来归类的:你是不想在外出时见到那些脸孔?抑或你是不想进口那些移民的祖国文化?这整个争论目前是如此的受到检查压制,使得辩论双方都绝对的不诚实,没有人愿意掏开心来说出自己的心里话。我怀疑对于有些人来说他们不能接受的是那些新脸孔,他们希望走在他们的大街上的都是跟他们长大的过程中见到的肤色形状是一样的。假如这就是你想要的,那么无论你在什么地方,我可保证假如你有足够的财富来为这种事情忧心(而不是为了你的下一顿饭的着落忧心),那好,你的确有忧心的理由。因为,人类迁移的原因不碍乎食物、金钱、牧场和工作之类的东西。那数千年前移入欧洲的日耳曼部落有一个比较合理的看法:他们把战争称为“人类的移动”。匈奴人把哥特人赶离了北亚大草原,然后嘣的一声,等你回过神来,哥特人已经在亚德里安诺普把罗马军队消灭了。

那些脸孔是要变的。我们正处于一个新的军事历史时代,在这时代里拥有全然的意志去抵抗移民性“征服”的国家唯有那些斯大林主义的国家。当然他们不曾碰到许多类似的难题啦 -- 没有太多移民会尝试去偷渡进入北朝鲜或者前苏联 --- 不过即使这些国家真的面对着真正意义的人口挑战,他们还有着开火的意志。柏林围墙是一个很恶劣的案例,他们开枪不是为了把人赶走而是要阻止人离开。

不过这些日子里这些斯大林主义国家并不是完全属于朝阳工业哪一类,而又没有一个自由民主国家还有把手无寸铁却又想闯关的人们射杀的意志(闯入,闯出都一样)。即使是那些以色列人,他们可能是在人口问题上最最狠的第一世界人民,也不会把越过比室吧(beersheba)找咖啡店工作的非洲人射杀。他们顶多就把他们送回苏丹让他们在那里被射杀而已。

所以这些人群的迁移,那缓慢的人口战争,会一直延续下去。大概除了用钱去砸他们使得他们留在家里之外,我们完全没有可以抗衡的行动。基本上,无论你在何处,你在大街上看到的肤色和特征总会改变的。对于这些脸孔法西斯们假如有什么事情是值得安慰的,那就是,这样说吧,是欧洲人首先走这一步棋的。因为啊,这里没几个非裔美国人是纯非洲血统的,也没几个墨西哥印第安人身体内没有流着几滴西班牙人的血。只是现在这些脸孔们的血统要朝反方向混了。

对于大多数人的真正的担忧,如果可以让他们大声讲出来的话,就是文化。假如你是法国人,你不希望巴黎变成金沙萨吧,因为让我们诚实点说,金沙萨是一个地狱坑啊。假如你是英国人,你不希望伦敦变成卡拉奇吧,因为卡拉奇是一个噩梦。假如你是美国人,你也不想要休斯顿 --- 呃,糟了,你去过休斯顿吗?假如你还有半边脑袋,你根本就不要去想要休斯顿,那个糟糕的蒸笼。

事实是,大部分从这些地方入侵的人们都倾向同意你的观点。这是他们一开始离开那些地方的原因。没有人比刚果人更清楚刚果是怎样的一个地狱坑。我曾经读过关于刚果内河渡轮的这样一个报道,他们对于不同舱等有这样的俗称。头等舱是“欧洲”,二等舱是“中国”,意思是不那么伟大,不过还凑合。三等舱是“刚果”,没有人愿意去那里,特别是刚果人最不愿意去。

所以,要针对这些新征服来评价你的处境,你需要决定你是在一个科索沃 --- 两个永远彼此仇视的部落,整出婴孩作为武器 --- 或是那艘刚果渡轮,在那里若有可能的话没人愿意太来真格。当然,在这两种模式间有一大片的模糊或重叠的地带。以北爱尔兰为例,到处是部落仇恨的喧闹,可我就不相信他们有把自己变成科索沃的能耐。他们太喜欢电视机和汽车了。

那就是这场争论的可笑之处:欧美的死硬派希望我们以古老的凉血意志去封锁边界,可是这些先进国家里的“弱者”却常常能很成功的把这些移民的下一两代同化为仇视移民的本地人。那旧模式,刺刀守边境的模式,甚至都没影了。这是面对事实的时候了。让我们去面对改变吧。

如果你能应付这些新脸孔,您将可能看到你那“弱弱”的欧美文化的胜出,慢慢地,没有光荣地却无可置疑地胜出。然后你将可能活到可以看到一片全新的脸庞的时候,乍一看他们好像刚从卡拉奇或金沙萨过来的,直到你把音量打开听到他们在咆哮着我们需要怎么去驱赶那些该死的新移民。



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原文

War of the Babies
by Gary Brecher

What was the most important battle of the late 20th century? You could argue it was the one that took place on the southern border of Morocco on November 6, 1975. Of course, we’re not talking about another Stalingrad here. In fact, what happened that day isn’t usually called a battle at all. Its official name is "The Green March." On one side were 350,000 unarmed Moroccan civilians carrying green (Islamic) flags, and on the other -- miles inside the border, because they were hoping not to have to confront any of the marchers -- was a shaky, demoralized token force of Spanish troops pretending to defend a former Spanish colony, the Spanish Sahara.

The Spanish Sahara hangs below Morocco where the Sahara meets the Atlantic like a crumbling brick wall. It was about the least desirable chunk of coastal Africa around, with no water to speak of and a tiny population, which is why the Spanish got it. By the time the European powers were ready to divide up Africa in the late nineteenth century, Spain had long since lost its glory and tended to get the scraps and leftovers.

But one thing we’ve learned over the last century is that on this crowded, hungry planet, there’s no such thing as worthless land. Spanish Sahara has proven that: in the 30 years it’s belonged to Morocco, big money has been made from the fishing off the coast and the huge phosphate mine at Bou Craa, a hundred miles inland.

That’s why the Moroccan King Hassan II, a wily old sultan with friends in the CIA, decided it was worth his while to ship all those loyal subjects down to Morocco’s southern border, hand out little green flags for the cameras, and send them across the border toward those Spanish troops.

The Moroccans had to think outside the traditional military-conquest box, for the simple reason that Morocco’s armed forces are pathetic. They’re so bad their only contributions to military history have been in the "slapstick comedy" department. For instance, the Minister of Defense once tried to have fighters from the Moroccan Air Force kill Hassan II by shooting down his Boeing 727 as it came home from a foreign trip. They failed. Seriously: jet fighters failed to intercept and destroy a big, fat, slow civilian airliner even when they knew its exact flight path. A military like that pretty much has to resort to unarmed conquest, because its chances in a fair fight are zero.

Of course the Moroccans had the advantage of facing a weak, dispirited colonial Spain just at the moment the Spanish dictator, General Franco, finally got around to dying. If you’re old enough to recall those early SNL seasons, you probably remember Chevy Chase’s running joke, "This just in: General Franco still dead!" The reason that joke worked is that it took the old General a long time to die, and that meant that greedy up-and-coming regional powers like Morocco had plenty of time to plan ways of getting their hands on former Spanish colonies.

It may not have been very exciting for combat fans, but it was an extremely effective invasion. The Spanish troops didn’t fire a shot. The marchers walked over the border, got sand in their shoes, shouted about how this sacred patch of waterless, flat desert was now an integral part of the Kingdom of Morocco, and went back home. And since then, the Spanish Sahara has been dominated by Morocco, although the local guerrilla army, POLISARIO, gave them some serious problems for a while.

What makes this weird episode my nominee for "Most Significant Battle of the Era" is that it showed the new way of winning disputed territory. If there’s one thing that we should have learned over the past hundred years, it’s that traditional armed conquests are getting less and less effective. This is one of the most surprising twists in all military history. All through the nineteenth century, the European powers, led by the British and French, took the land they wanted on the grounds that they had better military technology, transport and organization. Locals who disputed that notion tended to disappear as casualties of inevitable progress. And that was just an updated version of what had been happening all over the world for thousands of years: bigger, stronger tribes displace and wiped out weaker tribes whenever they could. That was the norm, even in pre-contact North America, where the Navajo were displacing the Ute in the American Southwest long before the white guys showed up.

Now, even though the balance in conventional warfare is if anything tilting further toward the first world, the technologically advanced and organized countries are in retreat, and the former victims are pushing back, not just claiming their old territories but infiltrating the former colonizers’ countries. What matters now is morale, national will. The Spanish didn’t have it, and the Moroccans did. So even though the Spanish troops could have wiped out those unarmed marchers, they failed to open fire. Weapons are only weapons if you’re willing to use them. A technologically advanced army without the will to fire is no army at all.

Only us dedicated war nerds seem to realize how weird this is, how totally unprecedented in military history. Until the 20th century, the problem wasn’t usually getting militarily superior forces to open fire -- it was getting them to stop before the weaker tribe, army or country was totally wiped out. I don’t know of a single case, before the 20th century, of a militarily superior tribe or nation lacking the will to defend its territory, or for that matter, take the territory of weaker neighbors.

The 20th century was the big turning point. New powers like Germany and Japan tried to imitate the older colonial powers of the 19th century and suffered total, disastrous defeat, even though they usually prevailed on the battlefield. That’s the weird lesson of the two world wars: military superiority in the narrow sense just doesn’t cut it any more. Despite the total battlefield dominance of the Wehrmacht (and to a lesser extent the Imperial Japanese forces), Germany and Japan ended the war not just without additional territory but with their home territories in ruins, their cultures gelded, their birthrates for generations to come among the lowest in the world.

Even the older colonial powers, Britain and France, finished the century in big trouble, without the will to resist the immigrants from the colonies they’d once ruled. We’re at a very strange moment militarily: our weapons still work but our will is gone.

The colonies that were established earliest are the most successful. For example, northern North America, now the U.S. and Canada, passed into permanent possession of the European settlers (or so it seemed, until recently). Two things determined this: first, they were settled in the 17th and 18th century, before conscience set in, and because most of the native population had been relatively tiny groups of hunter-gatherers (which also holds true for Australia, though it was settled much later). Everywhere else -- in Latin America, Africa, Asia -- the locals have been pushing back the colonizers without coming close to what old-style military theorists would call military superiority. That’s what we’re seeing now in South Africa, and more slowly in Europe and the southern United States. In other places, especially those colonized by the French (who were never as good at it as the Brits), huge colonial populations were totally eliminated, like the million-plus French residents of Algeria.

So there’s a shocking lesson that military buffs have been slow to face: military superiority doesn’t matter nearly as much right now as birthrate and sheer ruthless will.

Ah, birth rate -- funny how it’s become such a taboo subject for both Left and Right. The Lefties wouldn’t dream of telling third-world people to limit their baby-making, and most right wingers can’t bring themselves to endorse birth control even if it could slow the destruction of their own countries.

So birth rate is a weapon without a counter-weapon right now. So it tends to win. The Moroccans made it clear that the Green March was all about birth rate. The number of "volunteers" they sent to the border was 350,000, exactly the number of births per year in Morocco. So this was basically a "Lebensraum" argument like the one the Germans tried earlier in the century. You might have heard about that one, a little dust-up called the Eastern Front. And you might be saying right now that if any policy ever failed decisively, it was the Nazis’ attempt to elbow themselves a little living space from Stalin. Which is totally true. But the Nazis tried it the old-fashioned way, with armed conquest.

To succeed in the post-1918 world, the world Woodrow Wilson dreamed up where "small nations" have rights even if they can’t defend them, you need to use slower, less obviously military methods, like birthrate and immigration. The classic example of this kind of slow conquest is Kosovo. The Serbs could always defeat the Albanians on the battlefield, even when outnumbered, but the Albanians had a huge advantage in the most important military production of all -- babies. According to the BBC, the birthrate of Kosovo Albanians 50 years ago was an amazing 8.5 children per woman.

The Serb/Albanian conflict offers damn near perfect lab conditions to prove my case that birth rate trumps military prowess these days, because the Serbs always beat the Albanians in battle, yet they’ve lost their homeland, Kosovo. Here again, we can blame Woodrow Wilson and his talk about "rights." In places where tribes hate each other, a tribe that outbreeds its rival will become the majority, even if it can’t fight. So, after generations of skulking at home making babies, letting the Serbs do the fighting, the Albanians finally became the majority in Kosovo and therefore the official "good guys," being oppressed by the official "bad guys," the Serbs. At least that’s the way the nave American Wilsonian types like Clinton saw it. So when the Serbs fought back against an Albanian rebellion in Kosovo, and dared to beat the Albanians, Clinton decided to bomb the Serbs into letting go of Kosovo, the ancient heartland of a Christian nation that had spent its blood holding off the Turks for hundreds of years.

The Kosovo Albanians proved that military skill doesn’t matter, because they tried and failed to conquer Kosovo the old-fashioned way: armed rebellion by the Kosovo Liberation Army. It was a wipeout: local Serb militias, a bunch of tired middle-aged part-timers and cops, crushed the KLA. What happened next is a beautiful illustration of the way losers win these days: the Albanians took the bodies of KLA men who’d been killed in battle, stripped all weapons and ammo from them, and showed them to gullible Western reporters as victims of a Serb "massacre." It was a massacre, all right, but only because the KLA couldn’t fight worth a damn. Alive and armed, they were a joke; dead and disarmed, they helped win Kosovo by making their side the "victims," which led directly to U.S. military intervention.

To win the way the Albanians won in Kosovo, you need to make a lot of babies. It’s that simple. And to see how it works, you have to drop the namby-pamby liberal idea that people only have babies out of "love." In lots of places on this planet, baby-making is a form of weapons production.

In some places, it’s open policy. For example, in Palestine there’s an all-out birthrate war going on between the Palestinians and the Israelis. And one of the most frustrating things about this kind of struggle, from the Israeli perspective, is that the worse you make life for the people in the occupied zones, the more kids they have. The Gaza Strip, for instance, has one of the highest fertility rates in the world outside Africa, at 5.6 kids per woman.

The rate for Israeli overall is about 2.8 children per woman, high for a rich country. But the most amazing rates anywhere, even higher than for the Gaza Palestinians, are in the most extreme Zionist groups, the Haredi "ultra-orthodox" Jews. Until recently they averaged eight or nine children per woman. There was actually a big panic in the Israeli settler press when news hit that their rate had dropped to a mere 7.7 kids per woman.

That’s actually higher than the rate for Mali (7.38 per woman), which has the highest birthrate in the world.

The settlers don’t hide the fact that they’re producing as many kids as they can in order to change the demographics of "Greater Israel" in their favor -- above all to make sure the Palestinians never become the majority.

What’s interesting is that there were plenty of voices in the ultra-Orthodox community in favor of using Israel’s military superiority to settle the problem the old-fashioned way, by expelling or wiping out the Palestinians. Those people lost out; their leader, Meir Kahane, was assassinated by an Egyptian cabbie in New York, but he’d lost the debate long before he died. You just can’t get away with those methods these days, not even with every born-again Baptist Zionist in Texas backing you to the hilt.

If you want an example closer to home, just go to Northern Ireland where the Protestant majority the border was designed to maintain has been getting smaller and smaller, thanks to the higher birthrate among Catholics. As of 2001, the Catholics were about 46% of the population, up from 35% in 1961.

But as the dreaded "Catholic Majority" date approaches, a funny thing is happening up in Ulster: the Catholic birth rate is slowing down even faster than the Protestant rate. This always happens when a tribe breaks out of its slums into the middle class. This illustrates one of the real brain-twisters of contemporary demographic struggle: if you really hate the enemy tribe, the best thing you could do would be to make them rich. Rich people don’t have nearly as many kids. Of course there are exceptions like the Ultra-Orthodox Israelis, who are fairly well-off and just dedicated to making as many kids as possible, but generally, money distracts people from starting big families. So the old methods of keeping down the enemy tribe are usually counterproductive. If the Ulster hotheads like Ian Paisley had had their way and kept the Catholics down in the slums, their birthrate over the past 30 years would have been much higher and they’d be ready to stage a Kosovo-style "majority rule" coup like the Albanians did against the Serbs, complete with the USAF blowing up every television tower in Belfast like we did to the ones in Belgrade, just to teach those Serbs a lesson: "No TV till you let your little Albanian brother have Kosovo!"

Makin'em rich is the only way you’re going to settle the kind of conquest-by-immigration we’re seeing now in Europe and North America. Nobody will even say honestly how many illegal immigrants there are in the U.S. right now, but just from what I see driving to work, I’m inclined to go with the higher estimates, something up to 20 million people who snuck in from Mexico and points south looking for work.

As far as I know, nobody’s claiming the Latino immigrants decided to have a lot of kids as a way of reconquering Texas and California, the way the Israeli settlers are doing. La reconquista, if it happens, will be an unforeseen result of rising birth rates and falling death rates for countries like Mexico that are just moving up from the third world to, say, the second-and-a-halfth.

By 1970, Mexico was at that dangerous stage where there’s just enough basic medical care to keep people alive, so death rates are falling sharply, but people are still poor enough to want a lot of kids. Between 1970 and 2000, the Mexican population doubled, from 48 million to 98 million. So on one side of the Rio Grande you had a lot of young poor people, and on the other, a lot of money and companies eager for cheap labor. And a muddy little creek like the Rio Grande wasn’t nearly wide enough to keep those two groups apart.

As the population of Mexico increased and the living standard rose, the fertility rate actually went into an amazing dive, to the point that the rate for Mexican women now is only 2.39 kids per woman, just two places up from Israel’s 2.38.

And the only thing that’s brought the Latino birthrate down -- in their home countries, not among the ones who immigrated to the U.S. -- is getting enough money that peasant families start thinking of themselves as consumers, and get more excited about buying a new truck or a flat-screen TV than having little Jos.

This is all pretty slow to unfold, compared to traditional military conquest. Birth rate takes decades to have an effect; the Albanian victory in Kosovo is the result of birth rates from the mid-20th century. And in some parts of the world, like the US and Europe, immigrants have a history of being absorbed by the locals rather than sticking to the old tribal hatreds in the style of the Balkans and the Middle East. It’s a cultural deal, after all, not racial. Studies of the U.S. Hispanic population show that within a generation or two, most American Hispanics are ranting about policing the borders and keeping those damn immigrants out of the country. What’s really weird -- and I can testify to this from my own experiences growing up -- is when the local culture infiltrates the immigrants, like the fact that Mexicans in the U.S. are deserting the Catholics and becoming born-again Protestants. Go to any of the younger, feistier churchers in the U.S. like the Church of the Nazarene and you’ll see lots of Mexican families with plenty of kids, singing old Scottish hymns in Tex-Mex English. In fact, I ran into a really hilarious article by a U.S. Baptist writer who worried that the Baptist birthrate is going down while the Nazarenes are having babies at a rate of three-plus per woman. So the nightmare scenario that anti-immigrant bloggers are always predicting, where the U.S. turns into one giant Mexico, might end up being true in what you might call "racial" terms -- I mean, your second-grade class photo might be two-thirds Hispanic -- but those Hispanic faces would have absorbed a whole born-again American world picture that actually comes from the Scots-Irish who settled the American south hundreds of years ago.

This is one point where people’s anxiety over these slow, demographic conquests splits according to their real fears: do you just not want to see that kind of face when you go outside, or do you not want to import the culture of the immigrants' home country? The whole debate right now is so censored, so totally dishonest on both sides, that nobody will come clean about which it is. I suspect for some people it's the faces: they want the faces on their street to be the same shape and color they were when they were growing up. If that’s what you want, then no matter where you are, I can guarantee that if you’re rich enough to worry about things like this (as opposed to where your next meal’s coming from), then yup, you definitely have grounds for worry. People move around to where the food is, the money, the good grazing, the jobs. The Germanic tribes who moved in on Europe a couple millennia back took a more reasonable view; they called wars "the movements of the peoples." The Huns push the Goths off the steppe, and boom! Next thing you know, the Goths are wiping out a Roman army at Adrianople.

The faces are going to change. We are in a new military-historical era, in which the only states with the sheer will to resist slow "conquest" by immigration were the Stalinist states. Of course they didn’t have much of a problem there anyway -- not too many immigrants trying to sneak into North Korea or the old USSR -- but even if they had faced real demographic challenge, they had the will to open fire. The Berlin Wall is a nasty case in point, where the will was used to stop people leaving.

But those Stalinist states are not exactly a growth industry these days, and no liberal democratic state has the will to shoot down unarmed people trying to get in (or out, for that matter). Even the Israelis, who are maybe the fiercest first-worlders on demographic issues, don’t shoot the poor Africans who cross to Beersheba for jobs in the cafes. They just send them back to Sudan to be shot there.

So the movement of the peoples, the slow demographic wars, are going to go on. We just don’t have a counter-move, except maybe bombarding poor people with money to stay home. Basically, no matter where you are, the complexions and the features you see on the streets are going to change. If it’s any consolation to face-fascists, Europeans got their licks in first, so to speak. Not many African-Americans around with pure African blood; not many Mexican Indians without some Spanish in them. So now the faces blend the other way.

For most people the real worry, if they were allowed to even say it out loud, is culture: if you’re French, you really don’t want Paris turning into Kinshasa, because let’s be honest, Kinshasa is a Hellhole. If you’re English, you don’t want London turning into Karachi, because Karachi is a nightmare. If you’re American, you don’t want Houston -- oh Hell, ever been to Houston? If you have half a brain, you don’t want Houston at all, the lousy sweatbox.

The thing is, most of the people who invaded from those places tend to agree with you. That’s why they moved in the first place. Nobody knows what a Hellhole the Congo is like a Congolese. I read somewhere that on the Congo riverboats, they have these slang terms for the different decks. The first-class deck they call "Europe." The second-class deck is "China," meaning not that great, but livable. The third-class deck is "Congo," and nobody wants to be there, least of all the Congolese.

So to assess your situation in terms of the new conquests, you have to decide whether you’re in a Kosovo -- two tribes hating each other forever, turning out babies as weapons -- or that Congolese riverboat, where nobody wants it too "authentic" if they can help it. There’s a lot of blurring and overlap between those two models, sure. Take Northern Ireland: a lot of yelling, a lot of noisy tribal hate, but I just don’t think they have it in them to be another Kosovo. Too interested in TV and cars.

That’s what’s funny about the debate right now: the diehards in the U.S. and Europe wish we had the old ruthless will to seal the borders, but the "weakness" of the advanced countries generally works pretty well to turn the immigrants into immigrant-hating locals in a generation or two. The old model, bayonets on the border, isn’t even in the running. Time to face that fact. So the faces will change.

If you can handle these new faces, you’re likely to be surprised to see your "weak" American or European culture win out, slowly, un-gloriously but surely, and you may live long enough to see a whole new crop of pols who look like they just came from Karachi or Kinshasa until you turn the sound on and hear them ranting about how we need to get rid of all these damn immigrants.

Wednesday, September 12, 2007

Lessons from the Golden Triangle

The IHT (and the NYT) ran an excellent article of the transformation of the “Notorious” Golden Triangle, around the shared border of Myanmar, Thailand and Laos, where economic opportunity and development has almost eradicated the opium production in the area, of which the diffusion effect of China’s economic growth played a pivoted role.

The story runs in parallel with that of Afghanistan. According to IHT, [the Golden Triangle], “once the epicenter of [opium] trade, has been eclipsed by Afghanistan. Despite the accusation that Al Qaeda has been funded by opium planting and that the American invasion would correct Afghanistan’s agricultural practice, the chart showed that Afghanistan’s opium production tripled under American control, while that of the Golden Triangle reduced by over 80%.

This is another proof of Barnett’s theory of “economic connectedness”. If situation in Iraq persist, and oil price drops, I am not surprised to see Iraqi start growing pop in large scale. On the other hand, if we encourage economic growth and integration of the neighboring country, i.e. Pakistan, UAE, Iran or China, the problem of Afghanistan and Iraq might disappear gradually without external inference. The question is then, of course, whether the power hungry are content to let things develop without interfering them. A good strategy means to achieve one’s objective with minimum cost, this is often in conflict with the lobby groups who wants business by forcing the governments to spend more, and in conflict with the power hungry who has the addiction to do more.

Monday, August 6, 2007

The net effect of Little Boy and Fat Man

Little Boy killed about 70,000 people in Hiroshima in 6 August, 1945.

Fat Man killed another 40,000 in Nagasaki on 9 August, 1945.

Tojo and Emperor Hirohito had 3 full days to save the people in Nagasaki. They decided to wait and take chance.

A total of 110,000 were killed as a result of these two bombs. Including the injured who are dead subsequently, the number could increase by another 20-35%.

Of the killed, perhaps only 10% or so are military pesonnels, plus another 15-30% engaged in military industry, as shown in the maps here.

Total death of the atomic bombs in WWII in then about 110,000 to 140,000 (according to the wiki source above).

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Total death in the Asian Theatre of WWII, according to wiki data, is about 29M (including civilians and military personnels).

Total number of days of WWII (from 8/Dec/1941 to 15/Aug/1945) is 1464 days, For China, the war started on 7/Jul/1937 and the total length is 2961 days.

The death/day, according to calculation here, is 12,889 people per day. i.e. had the war been prolonged for one more day, about 13,000 more people from all countries would have died.

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Therefore, if Little Boy and Fat Man had together ended the war by 140,000/12889 = 11 days earlier, they had reduced the total number of people died in the war.

If they ended the war half a year earlier, it would have saved (183-11=172) x 12889= 2.2 million people

If the war was ended one year earlier as a result, the number of people saved would have been (365-11=354) x 12889 = 4.6 million lives

The Japanese lives that were killed per day is 1790. So from Japan's perspective the sacrifice of the people of Hiroshima and Nagasaki would be "worthwhile" if the war was ended 140,000/1,790 = 78 days earlier. (i.e. less than 3 months)

Of course it is unfair to the people who lived in these two cities, especially those who were not even engaged in the military industry, who were the ladies, the elderlies, and the children. The tragedy is that it had to take all their lives to convince Tojo and Emperor Hirohito (Showa) that the war was over for them.

But in a war the victims are quite random. If it were not for them, it would be the residents in Tokyo...

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The Tokyo firebomb killed 80,000 to 100,000 Japanese people.

If Little Boy and Fat Man had avoided 2 such firebombs which might have been launched subsequently, they had reduced the net casualties of Japanese civilians.

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Total death in the Battle of Okinawa is about 77,500 (12.5k US soldiers, and 66k Japanese militia and soldiers).

If 2 of such battles were avoided as a result of Little Boy and Fat Man, they would have saved 155000-140000=15000 lives.

The population of Okinawa is about 1% of the total population of Japan. If conventional war had to go to Tokyo from the south, at least 60-75% of Japan would be battleground like Okinawa.
i.e. total death would have been 60-75 x 77,500 = 4.6-5.8M people.

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Fumio Kyuma might have been kissing up his US ally, or what he said was not exactly the right reason. The fact that the two bombs were necessary was something that could really "not be helped", as Fyuma stated. But to characterise the strategic importance of the two bombs as the beginning of the Cold War is gravely wrong, and is a great dis-respect to those who died in the two cities.
  • The Soviet entered the war on August 8, 1945. After Little Boy was dropped, and shortly before Fat Man arrived. Therefore, it its totally against any logic that US dropped the 2 bombs to prevent the Soviets from entering. The more realistic scenario is, that, Tojo and his clan is more afraid of the Soviets than the American, and decided to surrender.

Remember this when you visit Hiroshima or Nagasaki next time. Remember the sacrifice of the innocent Japanese who died in August 1945. Remember how many lives they have saved for their own country, and for the world.

Remember Manhattan Project. Remember Oppenheimer. Remember Einstein.

Sunday, July 22, 2007

How I learned to be not troubled by the re-militarization of Japan

It is not because I know that most people in Japan are peace-loving, or that Japan is a democracy or things like that.

The Weimar Republic was a democracy, so is the USA. (caveat here) The people in USA are definitely mostly peace-loving and benevolent, anyone who studied the history of the last century knows how USA has saved the world, twice. But look at what a mess it has created in Iraq today.

India is said to be the largest democracy in this world, look at how many wars it fought against Pakistan, how Sikkim, Goa, and the Andaman Isles were annexed, and how it detonated a nuke with no provacation or threat.

Now back to Japan. Read this IHT coverage of its remilitarisation.

Japan has accumulated the the economic power and the technology such that it can modernize militarize in just a few years whenever it wants to (or it has already done so), perhaps even faster that how Hitler has militarized Germany in the early 1930s.

The reason I think we should not worry about Japan's re-militarization is as below
  • If it wants to build an aggressive force. It can always do it in a few years
  • If it is doing it too early before it acts, the chances are that these resources are most likely wasted (as I explained in an earlier post regarding China), and be turned into obselete equipment in the future. Less than optimized timing in investment in military often lead to less than optimal deployment of resources, and hence affect its over economic progress (and generalized "power" per Paul Kennedy), a la USSR in 1970-80s

For years Japan has been able to flourish under the umbrella of US protection. Let it waste its resources if it chooses to do so. The gap between Japan and its neighbour is much narrower than it was in 1937 or 1941. Moreover, it is very unlikely that US would let Japan bully around.

Yes, there is concern on Japan's re-militarization, but the country that should most worry about Japan should be the one which has been most active in encouraging it to do so, because that country has humiliated Japan 62 years ago and nuked two of its cities. If you watch the pop arts (manga, animation, movie) you will understand why this is so.

What we really need to take out from Japan is, its enormous stockpile of Uranium and Plutonium, and make sure that US has the ability and the reason to "contain" Japan when it went out of control (i.e. to the right wing such as Isihara).

Monday, July 16, 2007

Brad Delong on China: No matter if you are a RED cat or white cat...

Update
1) Twofish's comment on some issues in DeLong's post, which I largely agree
2) Commentator Bobby Fletcher alerted me that DeLong actually said "red cat". Well, we might as well just change that saying with DeLong's, since there are still people who refer to China (the government, the Chinese Capitalist Party, and often a blanket statement toward all its citizens) as the "Chinese Communist", apparently in an attempt to instill certain type of McCarthyistic terrorism bu more likely simply being confused.

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via ESWN comes this link - a must read for any one who is interested is China, its economic "miracle", or even those who thought he already has understood China.

It is such a great one that I would make it a separate post (vs on the reading list up the right corner).

DeLong prasied Deng Xiaoping in such words!
  • "And in 1978 China had its first piece of great good luck in a long, long time--perhaps the first time some important chance broke right for China since the end of the Sung dynasty. China acquired as its paramount ruler one of the most devious and effective politicians of this or indeed any age, a man who was quite possibly the greatest human hero of the twentieth century: Deng Xiaoping. Deng sought to maintain the Communist Party oligarchy's control over China's politics while also seeking a better life for China's people, and he is guided by two principles: (i) be pragmatic ("what matters is not whether the cat is red or white, what matters is whether the cat catches mice), and (ii) be cautious ("cross the river by feeling for the stones at the bottom of the ford with your feet")."

I may not go so far as DeLong about Deng. I still cannot forgive him for what happened in 1989. But I could only concur. A great man is still a great man even if he has done something terrible.

The 2 points Delong mentioned was indeed the essence of Deng'ism. The cat principle and the feeling stone principle. A few centuries from now, these 2 principles will be honored in the same rank as Sun Zi's "Winning a 100 battle is not the best, the best of the best is winning without fighting". The cat principle is about strategy, and putting a simple criteria on what good strategy should qualify for. The stone principle is about execution, the execution instruction for someone who has no idea what lies ahead of him. Therefore, these 2 principles are universal, and eternal.

And it is probably the only thing the other hero of the past century, Lee Kuan Yew, might not be able to reach.

Related: 炎黄春秋 头条文章批当局搁置邓小平政改

Sunday, July 15, 2007

China's strategic objective: 富國!強兵?

The brightest politican of the modern era is perhaps Lee Kuan Yew. It is a major shame that he was only allowed to run the tiny city state of Singapore. Had he been given the mandate to run Malaysia, or ASEAN, or even China, I wonder how different this world will be today.

My respect for Mr Lee is not only from what he has accomplished, but also from how he has reasoned and what he has deduced. There are critics who discounted Lee's achievement by saying that Singapore is easy to manage because it is small. I do not agree. If you read what he writes and hear what he says, you would know that he makes decision based on reasons. Reasoned decision making goes a long way. It will bring him success whereever he is.

Since Lee has also openly asked for US presence in the area, continuously, it make his analysis on China's strategic objectives even more credible (especially to the "China-skeptics").

Below is an essay Mr Lee has written on Forbes about a month ago. He has explained why China's strategic's objective is in improving the country's general economic and technological (which are related) competitiveness, and why it does not make sense to challenge US militarily. He then backed it up with his conversation with different generations of Chinese leaders who had demonstrated that they understand this.

The example of the USSR was quoted. The reasoning is actually quite simple, especially after the lesson of the USSR, so simple that I do not think anyone would disagree, as follows,

  1. Technology determines modern warfare, investing in military means investing in technology
  2. Technology changes fast, and becomes obsolete quickly
  3. It does not make sense to invest in military technology if you are not going to use it soon (this is like buying the top of the line PC and put it into storage for a few years)
  4. Therefore, one should only invest in technology know-how, and where technology could bring you more wealth/resources so that you could further improve on your technology

In other words, the traditional Chinese proverb of "enrich the country and strengthen the army(富國強兵)" is one that is probably mis-understood by most. What it really mean is "only after one enriches the country and can one strengthen the army(先富國而後能強兵)". It has never meant to be two parallel objectives (except, perhaps when it was "pretended" to convince a king who is eager to defend his country). If you read the original writing in the Spring-Autumn era such as Shang Yang, you would see the logical sequence of the two. In other words "strengthen the military" is only a secondary objective, or a result of "enriching the country". With the current speed in technology advance, it cannot be "pretended" any more.

That is why the increase in China's military spending has mainly gone into paying for salaries of its staff (they are underpaid) and a small portion in keeping abreast of modern technology (in the spirit of marginal return, analogous to buying a low end PC "just in case"), or low (but strategic) investments such as 'shooting down its own satellite from the ground'.

What my readers (or the China-skeptics) may not agree is probably that the leaders in Beijing are rational in their judgment. Lee said they are, through his personal experience with them. IMO It would be ignorant to think that the Chinese leaders do not understand this basic element of ancient Chinese "statecraft". Read the whole essay below.

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Contest for Influence in Asia-Pacific
Lee Kuan Yew

18 June 2007
Forbes Asia
Volume 3 Issue 11

China has been courting its neighbors, and although the Chinese did not coin the phrase "soft power," they have exercised it with consummate skill. Only the U.S. and Japan have expressed concern and asked China what its intentions are regarding its increased military spending and its firing of a missile into space to shoot down one of its own satellites. China's other neighbors appear unconcerned, a measure of its soft-power success. Most of these countries are focused on China's growth, anticipating the economic benefits in trade and investment it will bring them. For example, China's voracious appetite for energy and other natural resources is feeding an economic boom in Australia, and, like other countries in the Asia-Pacific region, Australia wants China's growth to continue without disruption by conflicts over Taiwan.

China has concluded a free trade agreement with the ASEAN countries. But because of domestic pressures, Japan and India have so far been unable to match the ASEAN-China FTA. China's decision making is based on strategic considerations that override such competing domestic interests as importers versus exporters and agriculturists versus industrialists. China wants ASEAN countries to link up, to ride its boom and hitch their economic futures to China's, but Japan's and India's decision-making processes don't allow their governments to override such internal conflicts of interest.

China has been taking steps to avoid conflicts and improve relations with its neighbors. For instance, Premier Wen Jiabao visited Japan and addressed the Diet, knowing that Japan's Prime Minister, Shinzo Abe, wants to remove pacifist clauses in the constitution so Japan can adopt a more assertive foreign policy. Using warm and conciliatory language, Wen invited Japan to join with China in realizing a "peaceful coexistence, friendship for generations, mutually beneficial cooperation and common development." The Japanese media hailed his speech as "historic." Premier Wen told Chinese residents in Japan: "I did a lot of preparation. [I wrote] every sentence myself, and I did all the research work. Why? Because I feel our nation's development has reached a critical moment. We need to have a peaceful and conducive international environment."

Despite these words, Japan and the U.S. worry that China's increased military spending heralds a more aggressive foreign policy. However, I don't believe China will blunder into competing against the U.S. militarily.

In the mid-1990s China's General Liu Huaqing, then deputy chairman to Chairman Jiang Zemin at the Central Military Commission, told me that he had gone to Leningrad in the 1950s to learn how to build a navy. I commented that the Soviets made clumsy weapons. He corrected me, saying that the Russians made weapons that were as powerful as any made in the West. The Soviets' mistake, he said, was in investing too much in military technology at the expense of general technology and the civilian economy. Hence, the U.S.S.R.'s collapse. Vice Premier Qian Qichen underscored this view in his memoirs, Ten Episodes in China's Diplomacy, when he cited a former Soviet Central Committee leader, Yegor Ligachev, as saying that the Soviet Union had "wasted large amounts of capital on strengthening national defense and assigned its best brains with the best equipment and materials to this unproductive sector."

Striving for Competitive Advantage
To become competitive China is focused on educating its young people, selecting the brightest for science and technology, followed by economics, business management and the English language. Its goal: to become a modern technological power by the second half of this century. But China knows it is well behind the U.S. in R&D and lacks the entrepreneurial culture that drives a creative and dynamic economy.

Other leaders in Asia believe that the U.S. economy will remain the world's most powerful and vigorous economy and that its technology will remain the most advanced. They believe the balance of power will not change. However, because they expect China to become the world's biggest economy by 2030--with India not far behind--they want to avoid antagonizing the two giants.

In the competition for economic and political clout the U.S. has enormous strengths. Although its population (300 million) is less than a quarter of China's (1.3 billion), U.S. GDP ($12.4 trillion) is six times China's ($2.2 trillion). Moreover, private consumption constitutes 70% of U.S. GDP but only 38% of China's. More FTAs would further open the U.S.' more attractive market. However, the recent protectionist mood in Congress will likely hobble the Administration once President Bush's fast-track Trade Promotion Authority expires July 1.

Monday, June 25, 2007

Juxtaposition: We are all _______

Here is the juxtaposition

A) Kill Us, Too: We Are Also Americans
B) Kill Us, Too: We Are Also Al Qaeda (Get a salon site pass and click on this link again)

Except that,
1) it took millions of Americans - the great men who wrote the constitution, Abraham Lincoln, millions who died in the two world wars to liberate the world - more than 200 years to win the good will of Mr. Aslam Abdullah to say (A), voluntarily.
2) it took just a few cone-heads from Washington to -- to force the 27.6M Iraqi, and potentially much more in the neighboring countries to say (B), involuntarily, but they were given no other option

Can't find our enemy? create some so that we have a war to fight. This is the dreamland for arms dealers.

How was Sun Zi taught in West Point? Go figure.

Saturday, February 3, 2007

Application of Sun Zi (ii): Lee Tenghui's brilliant coup

Those who had played 2-dimensional strategy games versus a computer will know, the computer player A.I. is often badly programmed, such that you can trick it into following you to a dead end, trap it, and take its territory. (the software had not improved since Pacman and Load Runner, you can still do these tricks with Civilization, and Sangokushi)

Lee Tenghui is perhaps such a great game player, for he has successfully tricked his competitor, the DPP and Chen Shui-bian, into such a corner, and has now emerged to take DPP's vast territory, from the empty space the DPP has already given up -- the light green. (See 1, 2, 3, HT ESWN)

Despite all the controversy about his character or political foxiness, you have to admit that he is good, indeed very good.

When Lee was forced out of KMT, the Green camp has already been taken by CSB and his DPP. Lee has to settle for a niche of "deep green" called TSU. For years he has been trying to re-take his territory, the central light green area which supports status quo (instead of aggressive independence), but in vain, because that area was already taken.

As CSB and DPP under SK Yu (a puppet of CSB) are trying to defend their position amid various scandals by moving toward fundamentalism, Leng Tenghui started a race to fundamentalism with them, accusing them of not being aggressive enough. Now that DPP has fallen into his trap, Lee suddenly emerged on the other end of the map and shut the door behind him.

People accused Lee of flip-flopping. I tend to believe Lee has planned for this for a very long time. Expect TSU taking the middle ground and emerge to replace DPP as the leader in the green camp, and expect this new TSU to be more or less a replicate of the KMT under Lee era, sans the light Blue members -- in fact, Wang Jingpin might jump ship soon. 2008 may belong to Ma Yingjiou as the Green will be split, but soon afterward TSU will dominate the Green camp and DPP marginalized. TSU and DPP will switch chairs. By 2010 perhaps Lee may be able to defeat KMT!

The only question that remains is, why does CSB, who used to be such a smart politician, behaves like a player on badly programmed A.I. algorithm?

Friday, February 2, 2007

Application of Sun Zi (i): China's anti-satellite test, and the non-issue of space trash

The Economist disappointed me greatly in its recent analysis of China's anti-satellite missile test recently.

It blindly followed the unsubstantiated claim that the debris of blowing up a low orbit satellite will endanger the space for ages, by claiming,
  • "What irony if China, which takes pride in its own recent manned space flights, were to find its ambitions to put a man on the moon and eventually to build a space station set back someday by the still ricocheting rubble from its own irresponsible action".
I am willing to bet half of my wealth against this Economist editor that it won't happen.

The simple fact is, not only the threat is tiny - consider breaking a television and throw scatter it across the Pacific Ocean, what is the chance of a swimmer finding a piece of the TV - it is also against the Newton's law of physics that any high schooler who has done physics would understand.

Let me explain this with a few facts here
  1. Unpowered object surrounding the earth can only stay on the orbit when the potential (gravitational) energy (determined by altitude) equals the kinetic energy (determined by speed). Therefore, there is only one solution for altitude, the geosynchronous altitude
  2. Therefore, any debris from blowing up a satellite will end up in 3 places: a) spiral down to earth and vaporize when it enters the atmosphere (low energy debris); b) spiral out to outer space and leave the earth's gravitational field for good (high energy debris); c) ends up at the synbronous orbit (just the right energy)
  3. The % of debris that ends up in the geosynchronous orbit is extremely small. An analogy would be to thrown a handful of sand and count the numbers of sand that falls exactly on a very thin line 10 meters away
This is the basic physics that the Economist editor could have tried to understand, or ask a high school teacher, before writing that article. (I still have great respect for the Economist as we are all human, who makes mistakes)

----

The Newsweek has provided very good background information of this test. But it made the same wrong claim about debris as the Economist. Furthermore, it made two seriously flawed arguments.
  • 1) It claimed that China's test will provide the space-hawks in US with an excuse for an arms race in space. Well, the simple fact is, for all these years, they have been racing against themselves, and it is not China's responsibility or China's business to change the mind of the US. The people in the US should be responsible for the behaviors of US hawks.
  • So far the US people have been complacent on Bush's belligerent behaviors toward the rest of the world, and Bush got re-elected in 2004. Al Qaeda's claim that American people are collectively responsible for what its government does does have a point. This is like saying that if the Chinese people "behaves" then the Chinese government will give them democracy.
  • Therefore, any argument that whatever China does would affect the minds or impacts of the US hawks are purely bullshits.

  • 2) The second mistake in Newsweek's conclusion is that,
  • "Some pundits have argued that the test was meant merely to pressure the United States into finally agreeing to a treaty to limit space weapons. But this argument doesn't hold water. For one thing, by obliterating one of its old orbiting weather sensors, China also managed to destroy an informal two-decade-old moratorium on such tests. This would be a strange way to promote arms control, as would recent Chinese moves to develop lasers that could disable American satellites."
  • I entirely disagree.
  1. Firstly, this is a very valid way to begin a negotiation to limit space weapon. As so far nothing else suceeded, there could be nothing worse.
  2. Secondly, if we look at this from the purely strategic point of view (i.e. disregarding political ideology and the like). The only victim in an arms race in space is US, as no one else has any real strategic in the space that can become target of such an arms race! So from China's perspective it is a great move, even though it might not have been intended as such (more likely a result of uncontrolled vneture from local/divisional commanders, as speculated by Newsweek and others).
  3. Thirdly, this signifies a new application of games theory to achieve peace as first theorized by Nobel Laureate Schelling's theory. In the old context of the game theory one talks about mutual destruction. Today the balance of power has been disrupted, as the WPMD (weapon of precise mass destruction) the US is applying to Iraq and Yugoslavia runs in parallel with Hiroshima in 1945. By demonstrating that it is very cheap and easy to disable such WPMD, China has shown the world a way to control this kind of crazy warfare. When winning a war is much less easy, everybody will be more careful before waging a war. The world will be a safer place as a result.
All said, a brilliant demonstration of Sun Zi. Achieving the strategic objective, or alleviating the star war threat, by not waging a war -- in fact, by not even technically conducted a weapon test! Technically this is no different from using dynamite to dismantle an old building.

In the next few days, when I find time, I will write about another brilliant demonstration Sun Zi, by one of the smartest politician on the other side of the strait yesrterday. You probably guess it correctly who I am going to talk about.

Saturday, January 6, 2007

The phenomenological explanation to the Roland Soong strategy in horse racing

Flipping through the older issues of the Next Weekly I found the story of Roland's trick in gambling over the other side of the estuary (ESWN Dec - scroll to #99). He bet on the foreign jockeys and won.

My hypothesis is that Roland's strategy applies not only to Macau, but also to HK, and more or less everywhere else. If there is a betting combination that allow me to bet on all the foreign jockeys in HK, or even Australia or in UK, I would have done the same as Roland did. Roland was lucky to found that in that particular race the combination (betting on 5) allowed him to pick out those foreigners.

Why? there are a few explanations, let's call them phenomenological, or "Darwinian"/"anthropic" (i.e. what we see is the results of natural selection)

  1. It was said that these foreign jackeys mostly have had some trouble/offence in their own home countries, which are the main reason for them to move to Macau. Therefore, one can assume that they are in general better than their peer (for the same price). i.e. if you go into the shop, a good with defect will usually sell for a discount. If this defect is unrelated to the specific task (e.g. a scratch at the surface for a mobile phone), for the same price, wouldn't you buy one with more advanced functions?
  2. The cost of foreign jockeys are usually higher than local ones. e.g. they need to be provided with housing, travel and other benefits. Otherwise, wouldn't the owner hire some local people instead? If one assume that value correlates to skill, and that capitalists do not overpay on average, these foreign jockeys should have better average results

Do not believe me? look at the soccer fields in Japan and China, and tell me the average goals scored per season of the foreign and local players. Then let's see if the same applies for England and Brazil. My hypothesis is that the same phenomenon applies.

There are some caveats here.

  • e.g. if one looks at racing courses in a city where people would go even if they make less money. e.g. one with good food, entertainment, environment, etc. such as Sydney or Paris. Rule #2 does not really apply. i.e. one does not need to pay a premium to attract foreigner to come. Hong Kong may qualify as such an example for some people,for its entertainment and low tax, etc. i.e. those who do not care about air quality or its dismal living area. But I suspect many people do care. I wonder if someone would provide Roland with such stats

Disclaimer: this is a purely academic discussion. I have never in my life set my feet on the race course in HK. Now I would explain why I wouldn't create a hedge fund to bet on this.

Now, having understand this, does this help us win in the race course?

  1. We know foreing jockeys have an edge, but we do not know what is the % of their edge over the local guys. Such difference might have already been compensated in the odds calculation of the jockey club (i.e. the pay-out rate for the favored jockeys are 1:1.2, while for the less fovored could be 1: 8)
  2. However, let's still assume that most people are less informed, so the odds do not reflect this biase in probability. Then we have another factor to consider (which is why I never gamble in casino or with the HK Jockey Club). For every $100 the gamblers put in, perhaps only $60 or less will be pay-out. As government tax and jockey club expenses and profit have consumed the rest. As a result, one needs an odd of over 100/60=1.67 to average out. So unless I can be sure that these foreign jockeys are more than 67% better than the local guys, I would still say Roland was just lucky

Does this mean you always lose to the house? Not really. I usually would bet when there is jackpot, e.g. Mark 6 or 3T. Because those losers in the previous game are subsidizing the game. Where there are 2+ jackpots in the Mark Six (Lotto in US), the odds (for first prize) is usually higher than 100%. With only one jackpot it might still be under 100% payout. The pay-out rate is usually published, one needs to compare the size of the jackpot with the total gambling amount (not the amount of first prize) in that game, and the pay-out rate.

Tuesday, November 28, 2006

"The Great Nations" and "What does China want?"

The question "What does China want" has been asked by western observers repeatedly, especially back in the times when "China threat" rhetoric still received some attention (i.e. before Zoellick said "China is not USSR"). In an early posting of this blog I have argued that it does not matter what China's intention is, because in the medium term (i.e. 20-50 years) it will focus on economic development (and maintaining the hope of re-uniting with Taiwan some day in future), beyond that China's leadership would have changed a few times and it won't matter what it wants now, the optimistic case is that it will probably become a democracy joining the West (or be like Singapore, if not Japan). Therefore, the major concern for the West is not what China intends to do today, but to prevent major disaster in China's path of reform and development, because that may derail the risk-averse do-nothing path it is taking currently.

Apparently the CCP leadership did form some ideas on what they want for China in the longer term (on top of the near term goal of feeding its people and playing "economic catch up"), i.e., not surprisingly, China still aspires to restore the glory it enjoyed centuries ago, and want to become a "Great Nation".

The hint comes from a recent TV documentary series of 12 episodes, "The Rise of the Great Nations"(大国崛起), which I recommend highly to those who are interested in the future of China, and in particular Chinese politics and international relations.

In terms of materials and production, the TV program is probably no different from the Discovery or BBC documentary in world history. One does not expect revolutionary academic insights from them, especially because CCTV is not yet in the same tier of BBC in general. In fact, it continues to use the notion of "combined power" along with RFGP by Paul Kennedy. Then why is this program important? and as a result believed to be a hint to China's next wave of reform by many observers? Because, if you believe it is part of the state propaganda then it would be an interesting exercise to deconstruct the messages it tries to convey, and there are many hints pointing to the allegation that the program is produced under an instruction from the Politburo
  • Explicit acknowledgement from the producer: The director (who is also the head of CCTV), Zhao Huayong, wrote in the preface (there is an accompanying book, in case the audience missed the messages) that, "The CCP Politburo attended a seminar in Nov 2003, the topic was the lessons of the development of the 9 major world powers from 1500 to today......These power has all hurted other nations, including China, in sometime on their path to great become great power, what kind of attitude and embracement should we adopt toward them? What experiences and learning should we find from their paths?" -- so even if this is not an instruction from the Politburo, the fact that CCTV dares to use the Politburo seminar in its promotion of the program tells us something. (Other interviews with the production crew here)
  • "2003年11月24日,中共中央政治局组织了一次集体学习,内容是“15世纪以来世界主要国家发展历史”。这次学习在社会上引起了广泛关注,人们在想,斯时斯地,打开尘封已久的历史,所为何来?...新中国的几代领导人反复强调:我们的发展,要吸收和借鉴全人类的文明成果。这些曾经在近现代历史上引导世界潮流的大国,在历史上或多或少都对其他国家和民族造成过伤害,包括中国。今天,在中华民族重新崛起的进程中,我们应该以什么样的胸怀和态度看待它们?中国的和平发展可以从中借鉴什么样的经验和教训?
  • Coincidence in timing: The documentary took 3 full years to produce. So it started in 2003, roughly right after the Politburo meeting. Either the CCTV director overheard the Politburo discussion and charged ahead or he received some instruction from the Politburo, as it is an unlikely coincidence in time. Since even the head of CCTV is probably not a very powerful figure compared with the Politburo, it is more likely the latter
  • Careful choice of word: The fact that the title was called "Rising", instead of "Development" explains that this documentary is for domestic consumptions. Because many Chinese citizen view the choice of the word "development" to be too weak and they still would like to see China "rising"; that it chose to use the word "great" instead of the more often used word "strong" in Chinese history is also important -- see below on definition of "Great Nation"
  • Pragmatic purpose: Regardless of the intent, the result of airing this documentary is that the Chinese citizens will get the messages conveyed in this series, and such message must not contradict the party line as otherwise it would have been banned. Therefore, for all practical purposes it is in line with the view of the Politburo (including the decision to skip the old teaching that colonialism pillaging crucially contributed to the initial stage of capitalism)
  • Heavyweight advisor team: this particular program from CCTV was able to enlist the best of the Chinese scholars, including internationally renowned scholar Wang Jisi (who was instrumental in the Hu-Zoellick meeting last year), in its advisor team. More likely, if one believes the theory that the Politburo ordered the production, Wang himself is the brain behind this series, and he probably carefully selected the messages to be conveyed in this series. In addition, Wang Jisi, together with historian Qian Shengdan who both were interviewed in the program and led discussion in the Politburo seminar, are said to be the mastermind behind this program (source).
During the production of the program a lot of interviews with prominent international scholars were conducted. The director then used these interview clips (by professors at top universities of the world, such as Paul Kennedy of Yale, and ex-politician Berezensky) to tell what it wants to tell its audience. This is a credible and low political-risk way of getting the message through. On the other hand, since it is an impossible mission to condense the lesson of a great nation into a 40 minute (in the case of Britain, Russia and USA, 80 minutes) episode of the documentary, the content has to be highly selective, so much that perhaps less than 1% fo the interviewed quotes (source) made through the final editing. Therefore, I have strong reason to believe the selection is thus highly deliberate.

Such selective highlighting of the lessons tells us what the Chinese leadership (or the director of the documentary) wants to tell its people/audience, because it wants the support of the people on what where it is going to lead them to. The central question is the million dollar question for China observers and internationl relations pundits: what does China want? The message the program wants to convey is that China aspires to be a great nation, and more than that, a SUSTAINABLE great nation. If we believe in the theory that this program is part of the state propaganda, then it tried to redefine what it means by the concept of "great nation" (and what it means by "Rise") for Chinese leadership as well. The definition is that a great nation is one that brings well-being and properity to its people, and contributes to the progress of the world. This definition of "Rise" or "Greatness" is not exactly the same as what the Chinese people (and other people in the world) used to associate with "Great", which is almost synonymous with "strong" and to a lesser extent, "Rich" (as known in Shang Yang's 商鞅 "Strengthen the military by enriching the nation" 富国强兵). Therefore, the leadership feels the need to educate the people about this definition so that the people will not mis-interpret the policy (e.g. of playing the stakeholder role as advocated by Zoellick) as being "weak". The program tried to define "Great Nation" by identifying a few key properties, which are re-emphasized in its concluding episode (the Finale) "Thinking through our actions based on broad and rightful principles" (大道思行), as follows:
  1. Great Nation = Innovation and contribution to its own people and the world: innovation of Thomas Edison, Dutch shipbuilders, Japanese businesses were discussed throughout the program. In the Finale the head of Chinese Diplomatic Institute Wu jianmin was quoted as saying something like this, "Great nation contributes to the world development, innovation is essential for making such contribution, and innovation is not possible if free thinking is constrained" (一个国家要崛起,它思想得创新吧,对吧。如果全是老思想,国家能崛起吗?崛起不了。思想如果都束缚住了,能创新吗?创新不了。所以文化的作用在这里出现了。)
  2. Aggression through force is to be avoided at all costs, as demonstrated by the example of Germany and Japan:
    • It showed the picture (below) of Warsaw Kneeling along with the comment "The moment Brandt kneels down was the moment Germany stood up in the world", sending the strongest message on its view that aggression is the wrong path to building a Great Nation;
    • in addition, it carefully defined the Meiji Restoration as a 100 year process (instead of 20-40 years, ending in the wars in 1895 and 1905), ending in 1968 when Japan finanlly rose with respect from the world through its economic success, and discounting the Japan's military success as short term aberration (in the Japan episode, the conclusion for Japan's lesson is that a Great Nation should (a) Bring prosperity and happiness to its own people (b) Bring peace and security to the world
    • The Japan lesson is further reinforce when it looks back to the lessons of the Iberian powers, conluding that without building one's own ability to generate wealth the rise is short-lived, and wealth through expansion and aggression are not to be depended upon
    • thirdly, the program made it clear that the modern world order is one in which competition is by business and innovation, and contribution to humanity and scientific knowledges, not by military success.
  3. Rule of law and building of a system: in almost all episodes, especially that of UK and US, the rule of law were emphasized. It was repeated again when it discussed the rise of Germany, and a long section on Thomas Edison and that US made the protection of intellectual property into its constitution, then again on how innovation in information technology helped US to lead the world again economically
  4. Focus on internal development and building sustainable capabilities: the Iberian powers were quoted as short-lived because they did not build the system and sustainable capability with all the wealth they accumulated from the New World. furthermore, this quote from Professor Zheng Yongnian of Nottingham University is note-worthy, "一个国家外部的崛起,实际上是它内部力量的一个外延。国家内部的制度还没有健全的情况下,很难成为一个大国,即使成为一个大国,也不是可持续的。"
  5. A lot of attention is given to building a system and ensuring the fundamentals, both economically and politically: an example is that of the Dutch bank which lent to the enemy Spain during war, maintaining its independence, the other are that of the Dutch government in 1600s which were formed by capitalist merchants, the narration talks about the Dutch paintings which portray the citizen (vs nobles and religious figures in other countries) with admiration
  6. For catching up 'great nations' (e.g Germany, Japan, Russia), the government must play the leading role: This is perhaps the most controversal point in this program, IMHO, as it not only emphasized the role of government "planning", praising its contribution to the Russian industrialization in the 1920s-1930s, it also praises the Keysian economics which influenced the role fo the governement in Rosevelt administration -- my concern is that it is difficult and tempting to forget the fact that government role is needed only when the problem is so serious that the invisible hand is unable to cope with it, and Chinese bureacracts, like bureacrats elsewhere will soon forget the principle that government intervention is needed only as a last resort)
  7. Together with the government role above, the views on USSR's "worthy experiment" on socialism and planned economy is positively ambiguous. My speculation is that the Politburo could not agree on these issues and decided they will keep the conclusion open (again, this is assuming that the program is part of the state propaganda). Same can be said about when globalization will truly make aggressive war obsolete, as in the Finale it stated such time will come even though if not in the medium term.
The messages couldn't be clearer. The question is how committed and how capable the Politburo is to push them through.

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p.s.

1) The next wave of reform and policy making?
If we believe the theory that this program tries to pave the way for the next wave of reform, this is what it tells us
2) The Taiwan problem
  • The program stated that economist Friedrich List was instrumental in the unification of Germany in 19th century, in that he advocated unification by peace, not by force, and specifically through economic integration. Prussia created a common market without tariff before it could formally unify Germany. This was cleverly done through the mouth of a Ruetlingen University Professor (where List resided). Such strategy is already in place when China deals with the Taiwan problem
---

Links:
1) Videos websites (1-7, 8, 9, 10, 11-12) or bittorrent. (Server hjosted in the US, run by an exile pro-democracy activist Hu Ping), alternative host at Chinesenewsnet's Wan Runnan blog.
2) script is available in Wan Runnan' blog.
3) Discussions and comments by others (the most comprehensive collection so far), Selected translation by ESWN (ESWN seems to have only translated the first 2 pages, which are mostly negative comments, while the positive comments are on the next 2 pages of the webpage he translated)
4) My post yesterday
5) HK blog "MO's notebook"
6) Sina interview with Wang Jisi and Zhou Yan (executive editor, script writer)
7) people.com interview with Ren Xue-an, Editor of the series, Tang Zhongnan (President of Japan Study), Wang yiming(Deputy Director, Macro-economic Institute, DRC).
8) Mai Tianxu (one of the producers) interview on "compromise"
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The quote of Wang Jisi and Qian Chengdan in the Finale

中国北京大学历史学系 教授 钱乘旦:

英国最早地确立了现代的国家制度。比如说我们现在熟悉的内阁制、君主立宪制、两党制、政府对议会负责等等这样的一套政治制度,在英国都是最早地确立。这样的政治制度能够使得这个国家长治久安,长久地保持一种稳定的状态,所以对经济发展是有利的。

Qian (Professor, Beijing University; speaker in the Politburo seminar)

Britain was the very first nation to establish the modern nation system. Take for example, political systems such as the now familiar cabinet system, monarch constitution system, 2 party system, parliament system, etc., were first established in Britain. Such kind of political system ensure the long term stability and security of this nation, it was able to maintian the stable status for a very long period of time, so that it is beneficial to its economic development

中国北京大学国际关系学院 院长 王缉思:

欧洲移民到了美国以后,等于是在一个新大陆上建立了一个崭新的国家。这样的一个国家,它有一个至高无上的《宪法》,在《宪法》下面有一套很完整的法制体系,通过这个权力制衡,相对来说呢,就推动了社会生产力的发展。

Wang (Director of Institute for International Relations, Beijing University -- was said to be a key advisor to Hu Jintao on international affairs, esp to US)

When European immigrants arrived at the American continent, they were building a brand new nation on this new continent. This country has a supreme "constitution", under the "constitution" there is a complete set of legal system, through such a mechanism of power checking [judiciary, excutive and legislative], the productivity of the society was pushed forward.

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These two key advisors to the programs did not say anything else in the Finale,
and they made explicitly clear what they thought regarding the connection of a "political system" to "economic development"! There is reason to believe that CCP leadership got it, and we are going to witness fundamental changes in China in the coming years, not immediately, but in 3-10 years, step by step, perhaps.


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